Security key
33739P509
FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (RFAP)
CUSIP: 33739P509
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 230,635
- Total 13F value
- $9,627,000
- Share change
- -74,534
- SEC-reported price per share
- $41.74
- Number of holders
- 15
- Value change
- -$3,654,307
- Number of buys
- 6
- Number of sells
- 12
- Shares outstanding
- 150,774
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2020
Institutions
15
Top holders
10
RFAP full security history
Ownership snapshot
Full 13F holder table
FIRST TRUST EXCHANGE-TRADED FUND III SEC filings
Broader feeds
Ownership snapshot
Top reported holders of RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RiverFront Investment Gro...
Disclosed value leader
RiverFront Investment Gro...
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 51%
Showing 1-6 of 15 holder rows.
Quick read
RiverFront Investment Group, LLC leads the comparable SEC ownership view at 51%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RiverFront Investment Group, LLC's linked filing trail.
Comparable ownership
Top 5
RiverFront Investment Group, LLC
51%
TRUIST FINANCIAL CORP
30%
Regal Investment Advisors LLC
28%
ENVESTNET ASSET MANAGEMENT INC
22%
Quaker Wealth Management, LLC
20%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC |
13F
Company
|
51%
|
$4,045,000
76,297 shares
|
— | 31 Dec 2019 |
| TRUIST FINANCIAL CORP |
13F
Company
|
30%
|
$2,425,000
45,742 shares
|
— | 31 Dec 2019 |
| Regal Investment Advisors LLC |
13F
Company
|
28%
|
$2,262,000
42,677 shares
|
— | 31 Dec 2019 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
22%
|
$1,719,000
32,430 shares
|
— | 31 Dec 2019 |
| Quaker Wealth Management, LLC |
13F
Company
|
20%
|
$1,615,000
30,471 shares
|
— | 31 Dec 2019 |
| Koshinski Asset Management, Inc. |
13F
Company
|
12%
|
$991,000
18,731 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
15
Shares
230,635
Rows available
15
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q1 2020 Across Filers
Q1 2020 holders
15
Q1 2020 holders
15
Holder diff
0
| Investor | Q1 2020 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q1 2020 value | Q1 2020 value | Value change | Value Chg % |
|---|