How many institutions held RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS in Q4 2019?

18 institutional investors reported RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS for Q4 2019. Use the holders table for investor-level position and value details.

FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (RFAP)

Q: What does CUSIP 33739P509 represent in this 13F holders report?

CUSIP 33739P509 is the security identifier for RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS used to aggregate holder disclosures.

CUSIP: 33739P509

Q4 2019 13F Holders as of 31 Dec 2019

Security type / class: Equity / EXCHANGE TRADED FUNDS
Total 13F shares: 305,169
Total 13F value: $16,173,000
Share change: -72,664
SEC-reported price per share: $53.00
Number of holders: 18
Value change: -$3,857,615
Number of buys: 4
Number of sells: 15
Shares outstanding: 150,774

Security key

33739P509

Report period

Q4 2019

Institutions

Top holders

RFAP full security history Ownership snapshot Full 13F holder table FIRST TRUST EXCHANGE-TRADED FUND III SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

JANE STREET GROUP, LLC

Disclosed value leader

JANE STREET GROUP, LLC

Comparable rows

15/15

Latest evidence

30 Sep 2019

13F Lead comparable stake: 64% Showing 1-6 of 15 holder rows.

Quick read

JANE STREET GROUP, LLC leads the comparable SEC ownership view at 64%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens JANE STREET GROUP, LLC's linked filing trail.

Comparable ownership Top 5

JANE STREET GROUP, LLC 64%

RiverFront Investment Group, LLC 55%

BB&T SECURITIES, LLC 34%

SUSQUEHANNA INTERNATIONAL GROUP, LLP 31%

Regal Investment Advisors LLC 29%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
JANE STREET GROUP, LLC	13F Company 13F	64%	$4,865,000 96,857 shares	—	30 Sep 2019
RiverFront Investment Group, LLC	13F Company 13F	55%	$4,169,000 83,002 shares	—	30 Sep 2019
BB&T SECURITIES, LLC	13F Company 13F	34%	$2,604,000 51,504 shares	—	30 Sep 2019
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F Company 13F	31%	$2,350,000 46,781 shares	—	30 Sep 2019
Regal Investment Advisors LLC	13F Company 13F	29%	$2,189,000 43,584 shares	—	30 Sep 2019
ENVESTNET ASSET MANAGEMENT INC	13F Company 13F	22%	$1,642,000 32,694 shares	—	30 Sep 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

305,169

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 value	Q4 2019 value	Value change	Value Chg %