Security key
33739P509
FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (RFAP)
CUSIP: 33739P509
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 398,877
- Total 13F value
- $20,052,000
- Share change
- -142,724
- SEC-reported price per share
- $50.23
- Number of holders
- 17
- Value change
- -$7,192,950
- Number of buys
- 7
- Number of sells
- 10
- Shares outstanding
- 150,774
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2019
Institutions
17
Top holders
10
RFAP full security history
Ownership snapshot
Full 13F holder table
FIRST TRUST EXCHANGE-TRADED FUND III SEC filings
Broader feeds
Ownership snapshot
Top reported holders of RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RiverFront Investment Gro...
Disclosed value leader
RiverFront Investment Gro...
Comparable rows
15/15
Latest evidence
30 Jun 2019
13F
Lead comparable stake: 89%
Showing 1-6 of 15 holder rows.
Quick read
RiverFront Investment Group, LLC leads the comparable SEC ownership view at 89%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RiverFront Investment Group, LLC's linked filing trail.
Comparable ownership
Top 5
RiverFront Investment Group, LLC
89%
BB&T SECURITIES, LLC
66%
JANE STREET GROUP, LLC
50%
SUSQUEHANNA INTERNATIONAL GROUP, LLP
37%
Regal Investment Advisors LLC
31%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC |
13F
Company
|
89%
|
$6,748,000
133,881 shares
|
— | 30 Jun 2019 |
| BB&T SECURITIES, LLC |
13F
Company
|
66%
|
$5,028,000
99,768 shares
|
— | 30 Jun 2019 |
| JANE STREET GROUP, LLC |
13F
Company
|
50%
|
$3,819,000
75,765 shares
|
— | 30 Jun 2019 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
37%
|
$2,788,000
55,327 shares
|
— | 30 Jun 2019 |
| Regal Investment Advisors LLC |
13F
Company
|
31%
|
$2,347,000
46,577 shares
|
— | 30 Jun 2019 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
30%
|
$2,272,000
45,087 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
17
Shares
398,877
Rows available
17
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
15
Q3 2019 holders
17
Holder diff
2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|