FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (RFAP)

CUSIP: 33739P509

Q1 2018 13F Holders as of 31 Mar 2018

Holder snapshot 6 signals
Share change
+232,253
SEC-reported price per share
$60.14
Number of holders
20
Value change
+$13,940,885
Number of buys
16
Number of sells
4
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
150,774

Security key

33739P509

Report period

Q1 2018

Institutions

20

Top holders

10

Ownership snapshot

Top reported holders of RFAP - FIRST TRUST EXCHANGE-TRADED FUND III - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BB&T SECURITIES, LLC
Disclosed value leader
BB&T SECURITIES, LLC
Comparable rows
15/15
Latest evidence
31 Dec 2017
13F Lead comparable stake: 125% Showing 1-6 of 15 holder rows.

Quick read

BB&T SECURITIES, LLC leads the comparable SEC ownership view at 125%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BB&T SECURITIES, LLC's linked filing trail.
Comparable ownership Top 5
BB&T SECURITIES, LLC 125%
RiverFront Investment Group, LLC 44%
RAYMOND JAMES & ASSOCIATES 41%
Regal Investment Advisors LLC 37%
Virtu Financial LLC 35%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BB&T SECURITIES, LLC
13F
Company
13F
125%
$11,460,000
189,216 shares
31 Dec 2017
RiverFront Investment Group, LLC
13F
Company
13F
44%
$4,017,000
66,312 shares
31 Dec 2017
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
41%
$3,768,000
62,208 shares
31 Dec 2017
Regal Investment Advisors LLC
13F
Company
13F
37%
$3,346,000
55,245 shares
31 Dec 2017
Virtu Financial LLC
13F
Company
13F
35%
$3,222,000
53,190 shares
31 Dec 2017
ROYAL BANK OF CANADA
13F
Company
13F
25%
$2,257,000
37,270 shares
31 Dec 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
20
Shares
810,452
Rows available
20
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2018 vs Q1 2018 Across Filers

Q1 2018 holders
20
Q1 2018 holders
20
Holder diff
0
Investor Q1 2018 Shares Q1 2018 Shares Share Diff Share Chg % Q1 2018 value Q1 2018 value Value change Value Chg %
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