FIRST TR HIGH INCOME LONG / - COM (FSD)

Q4 2020 13F Holders as of 12/31/2020

Type / Class: Equity / COM
Number of holders: 73
Total Shares: 12.5M
Shares change: +522K
Total reported value, excl. options: $185M
Value change: +$7.73M
Put/Call ratio: 0
Number of buys: 36
Number of sells: -24
Price: $14.77

Investor	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period
MORGAN STANLEY	0.01%	0%	$49.7M	14.77	3.37M	-91.1K	-2.64%	12/31/2020
Saba Capital Management, L.P.	1.48%	+0%	$25M	14.77	1.69M	+3.05K	+0.18%	12/31/2020
SIT INVESTMENT ASSOCIATES INC	0.57%	+0.01%	$21.1M	14.77	1.43M	+30.5K	+2.19%	12/31/2020
RIVERNORTH CAPITAL MANAGEMENT, LLC	0.79%	+0.16%	$13.3M	14.77	899K	+183K	+25.5%	12/31/2020
Parametric Portfolio Associates LLC	0.01%	+0%	$12.3M	14.77	832K	+38.1K	+4.8%	12/31/2020
Bramshill Investments, LLC	0.68%	+0.07%	$9.75M	14.77	660K	+65.9K	+11.1%	12/31/2020
Invesco Ltd.	0%	+0%	$6.7M	14.77	454K	+22.6K	+5.24%	12/31/2020
ADVISOR GROUP HOLDINGS, INC.	0.01%	0%	$5.04M	14.77	341K	-1.11K	-0.32%	12/31/2020
Camelot Portfolios, LLC	1.95%	+0.01%	$3.74M	14.77	253K	+1.64K	+0.65%	12/31/2020
WELLS FARGO & COMPANY/MN	0%	0%	$3.6M	14.77	244K	-62.2K	-20.3%	12/31/2020
Penserra Capital Management LLC	0.07%	+0.01%	$3.09M	14.77	209K	+14.7K	+7.54%	12/31/2020
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.18%	+0.18%	$3.02M	14.71	205K	+205K	NEW	12/31/2020
RAYMOND JAMES & ASSOCIATES	0%	0%	$2.61M	14.77	177K	-5.67K	-3.11%	12/31/2020
UBS Group AG	0%	0%	$2.47M	14.77	167K	-24.8K	-12.9%	12/31/2020
AMERIPRISE FINANCIAL INC	0%	0%	$2.21M	14.77	149K	-139K	-48.2%	12/31/2020
ROYAL BANK OF CANADA	0%	0%	$1.82M	14.77	123K	-3.89K	-3.06%	12/31/2020
Thomas J. Herzfeld Advisors, Inc.	0.73%	+0.13%	$1.57M	14.77	106K	+19.1K	+22%	12/31/2020
Raymond James Financial Services Advisors, Inc.	0%	0%	$1.35M	14.77	91.6K	-380	-0.41%	12/31/2020
Advisors Asset Management, Inc.	0.02%	0%	$1.17M	14.77	79.2K	-1.7K	-2.1%	12/31/2020
Virtue Capital Management, LLC	0.23%	+0.04%	$939K	14.76	63.6K	+11.7K	+22.5%	12/31/2020
6 Meridian	0.09%	+0.09%	$896K	14.77	60.7K	+60.7K	NEW	12/31/2020
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	0.06%	+0%	$835K	14.77	56.5K	+4.4K	+8.44%	12/31/2020
Shaker Financial Services, LLC	0.33%	+0.06%	$785K	14.78	53.1K	+9.06K	+20.6%	12/31/2020
LPL Financial LLC	0%	+0%	$776K	14.77	52.5K	+35K	+199.5%	12/31/2020
ENVESTNET ASSET MANAGEMENT INC	0%	+0%	$718K	14.76	48.6K	+9.13K	+23.1%	12/31/2020
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.11%	+0.11%	$680K	14.77	46K	+46K	NEW	12/31/2020
Janney Montgomery Scott LLC	0%	+0%	$621K	14.78	42K	+3.05K	+7.81%	12/31/2020
Walleye Capital LLC	0.06%	+0.04%	$572K	14.78	38.7K	+27.4K	+242.3%	12/31/2020
CITIGROUP INC	0%	+0%	$555K	14.76	37.6K	+29.5K	+365.9%	12/31/2020
WOLVERINE ASSET MANAGEMENT LLC	0.01%	+0.01%	$525K	14.75	35.6K	+35.6K	NEW	12/31/2020
PIN OAK INVESTMENT ADVISORS INC	0.43%	+0.19%	$519K	14.76	35.2K	+15.7K	+80.8%	12/31/2020
Baird Financial Group, Inc.	0%	+0%	$514K	14.76	34.8K	+286	+0.83%	12/31/2020
KESTRA PRIVATE WEALTH SERVICES, LLC	0.04%	+0%	$487K	14.75	33K	+1.68K	+5.36%	12/31/2020
STIFEL FINANCIAL CORP	0%	+0%	$469K	14.77	31.8K	+2.22K	+7.53%	12/31/2020
FRANKLIN RESOURCES INC	0%		$434K	14.77	29.4K			12/31/2020
OPPENHEIMER & CO INC	0.01%	0%	$403K	14.79	27.3K	-15.4K	-36.2%	12/31/2020
Capital Investment Advisors, LLC	0.02%	+0%	$376K	14.77	25.5K	+10	+0.04%	12/31/2020
BANK OF AMERICA CORP /DE/		0%	$358K	14.79	24.2K	-8.36K	-25.7%	12/31/2020
Cambridge Investment Research Advisors, Inc.	0%	+0%	$338K	14.78	22.9K	+9.15K	+66.7%	12/31/2020
Thrivent Financial for Lutherans	0%	+0%	$296K	14.76	20K	+20K	NEW	12/31/2020
Walleye Trading LLC	0.01%	+0.01%	$263K	14.78	17.8K	+17.8K	NEW	12/31/2020
Quantedge Capital Pte Ltd	0.15%		$261K	14.75	17.7K			12/31/2020
GUGGENHEIM CAPITAL LLC	0%	0%	$248K	14.77	16.8K	-534	-3.08%	12/31/2020
RAYMOND JAMES TRUST N.A.	0.01%		$225K	14.79	15.2K			12/31/2020
Robinson Capital Management, LLC	0.11%		$200K	14.59	13.7K			12/31/2020
Steward Partners Investment Advisory, LLC	0%	0%	$198K	14.78	13.4K	-775	-5.47%	12/31/2020
WHITTIER TRUST CO	0%		$191K	14.74	13K			12/31/2020
National Asset Management, Inc.	0.01%	-0.02%	$157K	14.78	10.6K	-23.9K	-69.2%	12/31/2020
Insight Advisors, LLC/ PA	0.06%		$157K	14.81	10.6K			12/31/2020
Titus Wealth Management	0.1%	-0.05%	$157K	14.81	10.6K	-4.9K	-31.6%	12/31/2020

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.