Q4 2018 13F Holders as of 31 Dec 2018
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Total 13F shares
-
4,611,178
-
Share change
-
-1,435,931
-
Total reported value
-
$184,989,889
-
Price per share
-
$40.12
-
Number of holders
-
69
-
Value change
-
-$59,398,557
-
Number of buys
-
32
-
Number of sells
-
37
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2018
As of 31 Dec 2018,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by
69 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,611,178 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, LPL Financial LLC, FIRST TRUST ADVISORS LP, UBS Group AG, BENJAMIN F. EDWARDS & COMPANY, INC., Cambridge Investment Research Advisors, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, and WELLS FARGO & COMPANY/MN.
This page lists
69
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.