Q4 2018 13F Holders as of 31 Dec 2018
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
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Number of holders
-
69
-
Total 13F shares, excl. options
-
4,611,178
-
Shares change
-
-1,435,931
-
Total reported value, excl. options
-
$184,989,889
-
Value change
-
-$59,398,557
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Number of buys
-
32
-
Number of sells
-
37
-
Price
-
$40.12
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2018
As of 31 Dec 2018 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) had 81 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 4,611,178 shares of stock of the company.
Largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, LPL Financial LLC, FIRST TRUST ADVISORS LP, UBS Group AG, BENJAMIN F. EDWARDS & COMPANY, INC., Cambridge Investment Research Advisors, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, and WELLS FARGO & COMPANY/MN.
This table shows 81 institutional shareholders of the security as of 31 Dec 2018.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.