Q4 2017 13F Holders as of 31 Dec 2017
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
-
Number of holders
-
44
-
Total 13F shares, excl. options
-
2,342,235
-
Shares change
-
+341,973
-
Total reported value, excl. options
-
$99,580,251
-
Value change
-
+$14,663,393
-
Number of buys
-
21
-
Number of sells
-
-23
-
Price
-
$42.51
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2017
53 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q4 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 44 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,342,235 shares
of 6,144,387 outstanding shares and own 38.1% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (679,440 shares), LPL Financial LLC (362,448 shares), BANK OF AMERICA CORP /DE/ (344,392 shares), UBS Group AG (149,723 shares), Cambridge Investment Research Advisors, Inc. (141,242 shares), RAYMOND JAMES & ASSOCIATES (94,377 shares), Kingsview Wealth Management, LLC (75,362 shares), Shamrock Asset Management LLC (64,401 shares), Clearwater Capital Partners, LLC (54,591 shares), and FIRST TRUST ADVISORS LP (50,699 shares).
This table shows the top 44 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.