Q2 2017 13F Holders as of 30 Jun 2017
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Type / Class
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Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
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Shares outstanding
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6,144,387
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Number of holders
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32
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Total 13F shares, excl. options
-
1,717,981
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Shares change
-
-65,928
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Total reported value, excl. options
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$66,086,697
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Value change
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-$2,231,926
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Number of buys
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18
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Number of sells
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-17
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Price
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$38.47
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q2 2017
38 filings reported holding FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund as of Q2 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,717,981 shares
of 6,144,387 outstanding shares and own 28% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (500,869 shares), BANK OF AMERICA CORP /DE/ (321,175 shares), LPL Financial LLC (238,018 shares), RAYMOND JAMES & ASSOCIATES (103,335 shares), Shamrock Asset Management LLC (71,052 shares), Transamerica Financial Advisors, Inc. (68,007 shares), UBS Group AG (61,860 shares), Clearwater Capital Partners, LLC (60,249 shares), ROYAL BANK OF CANADA (51,721 shares), and FIRST TRUST ADVISORS LP (39,251 shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.