Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
-
Shares outstanding
-
6,144,387
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Number of holders
-
31
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Total 13F shares, excl. options
-
1,145,753
-
Shares change
-
+66,185
-
Total reported value, excl. options
-
$38,648,382
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Value change
-
+$2,357,415
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Number of buys
-
14
-
Number of sells
-
15
-
Price
-
$33.80
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q3 2016
As of 30 Sep 2016 First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) had 31 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 1,145,753 shares of stock of the company.
Largest 10 holders included BANK OF AMERICA CORP /DE/, MORGAN STANLEY, LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, UBS Group AG, BSC PRIVATE WEALTH MANAGEMENT, LLC, BENJAMIN F. EDWARDS & COMPANY, INC., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, and Raymond James Financial Services Advisors, Inc..
This table shows 31 institutional shareholders of the security as of 30 Sep 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.