First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC)

CUSIP: 33737M300

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Equity / First Trust Small Cap Growth AlphaDEX(R) Fund
Shares outstanding
6,144,387
Total 13F shares
399,852
Share change
-3,858
Total reported value
$12,214,501
Price per share
$30.55
Number of holders
11
Value change
-$117,862
Number of sells
1

Quarterly Holders Quick Answers

What is CUSIP 33737M300?
CUSIP 33737M300 identifies FYC - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund in SEC institutional holdings data.

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Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) as of Q4 2013

As of 31 Dec 2013, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC) was held by 11 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 399,852 shares. The largest 10 holders included MORGAN STANLEY, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, VSR Financial Services, Inc., VSR Financial Services, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, LPL Financial LLC, DEUTSCHE BANK AG\, and WFG Advisors, LP. This page lists 11 institutional shareholders reporting positions in this security for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.