First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ)

Q: What does CUSIP 33737J232 represent in this 13F holders report?

CUSIP 33737J232 is the security identifier for FSZ - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund used to aggregate holder disclosures.

Q: How many institutions held FSZ - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund in Q1 2014?

10 institutional investors reported FSZ - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund for Q1 2014. Use the holders table for investor-level position and value details.

CUSIP: 33737J232

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / First Trust Switzerland AlphaDEX(R) Fund
Shares outstanding: 1,050,032
Total 13F shares: 596,377
Share change: +139,574
Total reported value: $25,854,000
Price per share: $43.34
Number of holders: 10
Value change: +$6,176,368
Number of buys: 8
Number of sells: 5

Quarterly Holders Quick Answers

What is CUSIP 33737J232?
CUSIP 33737J232 identifies FSZ - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund in SEC institutional holdings data.

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Explore More Reporting Periods

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Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 33737J232:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FSZ - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ) as of Q1 2014

As of 31 Mar 2014, First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust Switzerland AlphaDEX(R) Fund (FSZ) was held by 10 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 596,377 shares. The largest 10 holders included MORGAN STANLEY, SUSQUEHANNA INTERNATIONAL GROUP, LLP, JPMORGAN CHASE & CO, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, LPL Financial LLC, STIFEL FINANCIAL CORP, AMERIPRISE FINANCIAL INC, BANK OF AMERICA CORP /DE/, and UBS AG. This page lists 10 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

-3

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.