Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / First Trust Industrials/Producer Durables AlphaDEX(R) Fund
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Shares outstanding
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25,252,724
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Number of holders
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144
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Total 13F shares, excl. options
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25,180,035
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Shares change
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-49,681
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Total reported value, excl. options
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$1,444,009,006
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Value change
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-$3,534,394
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Number of buys
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76
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Number of sells
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-53
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Price
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$57.34
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) as of Q3 2021
156 filings reported holding FXR - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund as of Q3 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) has 144 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 25,180,035 shares
of 25,252,724 outstanding shares and own 99.7% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (10,765,236 shares), MORGAN STANLEY (2,697,564 shares), WELLS FARGO & COMPANY/MN (2,582,170 shares), Raymond James Financial Services Advisors, Inc. (901,818 shares), BANK OF AMERICA CORP /DE/ (717,150 shares), LPL Financial LLC (600,630 shares), UBS Group AG (531,584 shares), COMMONWEALTH EQUITY SERVICES, LLC (526,419 shares), ROYAL BANK OF CANADA (492,667 shares), and NewSquare Capital LLC (376,079 shares).
This table shows the top 144 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.