Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / First Trust Industrials/Producer Durables AlphaDEX(R) Fund
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Shares outstanding
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25.3M
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Number of holders
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52
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Total 13F shares, excl. options
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3.03M
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Shares change
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-195K
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Total reported value, excl. options
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$89.4M
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Value change
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-$5.42M
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Number of buys
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26
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Number of sells
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-26
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Price
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$29.46
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) as of Q3 2016
60 filings reported holding FXR - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund as of Q3 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Industrials/Producer Durables AlphaDEX(R) Fund (FXR) has 52 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.03M shares
of 25.3M outstanding shares and own 12.02% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (697K shares), MORGAN STANLEY (393K shares), BANK OF AMERICA CORP /DE/ (255K shares), SignalPoint Asset Management, LLC (248K shares), LPL Financial LLC (186K shares), ROYAL BANK OF CANADA (150K shares), Astor Investment Management LLC (140K shares), ENVESTNET ASSET MANAGEMENT INC (103K shares), Beaumont Financial Partners, LLC (100K shares), and UBS Group AG (64K shares).
This table shows the top 52 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.