First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT)

Q: What does CUSIP 33733E401 represent in this 13F holders report?

CUSIP 33733E401 is the security identifier for QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund used to aggregate holder disclosures.

Q: How many institutions held QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund in Q4 2020?

36 institutional investors reported QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund for Q4 2020. Use the holders table for investor-level position and value details.

CUSIP: 33733E401

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class: Equity / First Trust NASDAQ-100 Ex-Technology Sector Index Fund
Shares outstanding: 11,299,209
Total 13F shares: 1,294,695
Share change: +115,888
Total reported value: $102,820,000
Price per share: $79.41
Number of holders: 36
Value change: +$9,291,063
Number of buys: 14
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 33733E401?
CUSIP 33733E401 identifies QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2021
Previous quarter: Q3 2020

Recent filing periods for CUSIP 33733E401:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) as of Q4 2020

As of 31 Dec 2020, First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) was held by 36 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,294,695 shares. The largest 10 holders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Cardan Capital Partners, LLC, UBS Group AG, ROYAL BANK OF CANADA, Baird Financial Group, Inc., Northeast Financial Consultants Inc, and Janney Montgomery Scott LLC. This page lists 36 institutional shareholders reporting positions in this security for the Q4 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

Q4 2020 holders

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 Value $	Q4 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.