Q3 2017 13F Holders as of 30 Sep 2017
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Type / Class
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Equity / First Trust NASDAQ-100 Ex-Technology Sector Index Fund
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Shares outstanding
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11,299,209
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Number of holders
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30
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Total 13F shares, excl. options
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1,290,824
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Shares change
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-26,531
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Total reported value, excl. options
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$60,423,000
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Value change
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-$1,238,726
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Number of buys
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11
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Number of sells
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-11
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Price
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$46.81
Significant Holders of First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) as of Q3 2017
31 filings reported holding QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund as of Q3 2017.
First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,290,824 shares
of 11,299,209 outstanding shares and own 11.4% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (350,892 shares), MORGAN STANLEY (250,330 shares), UBS Group AG (116,875 shares), Raymond James Financial Services Advisors, Inc. (101,849 shares), RAYMOND JAMES & ASSOCIATES (84,042 shares), Cetera Advisors LLC (77,907 shares), Janney Montgomery Scott LLC (48,668 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (43,157 shares), Northeast Financial Consultants Inc (32,500 shares), and ROYAL BANK OF CANADA (30,689 shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.