Q4 2016 13F Holders as of 31 Dec 2016
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Type / Class
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Equity / First Trust NASDAQ-100 Ex-Technology Sector Index Fund
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Shares outstanding
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11,299,209
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Number of holders
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32
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Total 13F shares, excl. options
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1,506,039
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Shares change
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-159,966
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Total reported value, excl. options
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$60,870,000
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Value change
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-$6,454,018
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Number of buys
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11
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Number of sells
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-16
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Price
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$40.41
Significant Holders of First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) as of Q4 2016
37 filings reported holding QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund as of Q4 2016.
First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,506,039 shares
of 11,299,209 outstanding shares and own 13.3% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (463,091 shares), MORGAN STANLEY (406,283 shares), UBS Group AG (163,432 shares), Cetera Advisors LLC (83,324 shares), Janney Montgomery Scott LLC (48,830 shares), RAYMOND JAMES & ASSOCIATES (47,598 shares), CITADEL ADVISORS LLC (44,830 shares), BANK OF AMERICA CORP /DE/ (36,302 shares), Northeast Financial Consultants Inc (32,500 shares), and Timber Hill LLC (22,621 shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.