Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / First Trust NASDAQ-100 Ex-Technology Sector Index Fund
-
Shares outstanding
-
11.3M
-
Number of holders
-
22
-
Total 13F shares, excl. options
-
1.55M
-
Shares change
-
-117K
-
Total reported value, excl. options
-
$57.3M
-
Value change
-
-$4.27M
-
Number of buys
-
9
-
Number of sells
-
-16
-
Price
-
$36.98
Significant Holders of First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) as of Q3 2014
29 filings reported holding QQXT - First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund as of Q3 2014.
First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund (QQXT) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.55M shares
of 11.3M outstanding shares and own 13.71% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (465K shares), WELLS FARGO & COMPANY/MN (307K shares), UBS AG (240K shares), BANK OF AMERICA CORP /DE/ (130K shares), RAYMOND JAMES & ASSOCIATES (70.6K shares), CREDIT SUISSE AG/ (54.1K shares), ROYAL BANK OF CANADA (48K shares), Janney Montgomery Scott LLC (43.2K shares), JPMORGAN CHASE & CO (37.9K shares), and Northeast Financial Consultants Inc (32.5K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.