Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,635,136
- Share change
- +12,941
- Total reported value
- $97,314,318
- Price per share
- $17.27
- Number of holders
- 54
- Value change
- +$215,437
- Number of buys
- 25
- Number of sells
- 18
Report period
Q3 2023
Institutions
54
Top holders
10
FFA full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.2%
|
1,450,673
|
$25,430,298 | — | 30 Jun 2023 | |
| Exeter Financial, LLC |
13F
|
Company |
2.6%
|
528,706
|
$9,273,508 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.5%
|
500,119
|
$8,767,097 | — | 30 Jun 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
1.6%
|
313,724
|
$5,499,582 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
271,649
|
$4,762,000 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
267,545
|
$4,690,063 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
252,175
|
$4,420,628 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
245,127
|
$4,297,081 | — | 30 Jun 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
226,746
|
$3,974,857 | — | 30 Jun 2023 | |
| North Star Investment Management Corp. |
13F
|
Company |
1%
|
206,325
|
$3,616,871 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
204,330
|
$3,581,905 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.76%
|
152,780
|
$2,678,234 | — | 30 Jun 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.49%
|
98,834
|
$1,732,560 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.38%
|
75,180
|
$1,317,911 | — | 30 Jun 2023 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.35%
|
70,330
|
$1,232,886 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.34%
|
67,814
|
$1,188,896 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.32%
|
63,991
|
$1,121,762 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.28%
|
56,117
|
$983,733 | — | 30 Jun 2023 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.25%
|
49,640
|
$870,187 | — | 30 Jun 2023 | |
| Opal Wealth Advisors, LLC |
13F
|
Company |
0.19%
|
37,762
|
$661,968 | — | 30 Jun 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.19%
|
37,058
|
$649,627 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.18%
|
36,578
|
$641,000 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.18%
|
36,351
|
$637,314 | — | 30 Jun 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.15%
|
29,985
|
$525,637 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.15%
|
29,464
|
$517,000 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.14%
|
27,978
|
$490,000 | — | 30 Jun 2023 | |
| Centurion Wealth Management LLC |
13F
|
Company |
0.14%
|
27,940
|
$489,785 | — | 30 Jun 2023 | |
| Spire Wealth Management |
13F
|
Company |
0.14%
|
27,940
|
$489,785 | — | 30 Jun 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.13%
|
26,742
|
$468,790 | — | 30 Jun 2023 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.12%
|
24,669
|
$432,000 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.09%
|
18,966
|
$331,000 | — | 30 Jun 2023 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.09%
|
17,123
|
$300,166 | — | 30 Jun 2023 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
0.07%
|
14,862
|
$261,000 | — | 30 Jun 2023 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
14,554
|
$255,130 | — | 30 Jun 2023 | |
| Buttonwood Financial Advisors Inc. |
13F
|
Company |
0.07%
|
13,769
|
$241,371 | — | 30 Jun 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.07%
|
13,329
|
$233,657 | — | 30 Jun 2023 | |
| Focus Partners Advisor Solutions, LLC |
13F
|
Company |
0.06%
|
13,000
|
$227,890 | — | 30 Jun 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
12,243
|
$214,620 | — | 30 Jun 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.06%
|
12,177
|
$213,469 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
10,864
|
$190,445 | — | 30 Jun 2023 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.05%
|
10,853
|
$190,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
10,786
|
$189,073 | — | 30 Jun 2023 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
6,430
|
$113,000 | — | 30 Jun 2023 | |
| Beacon Capital Management, LLC |
13F
|
Company |
0.01%
|
1,880
|
$32,956 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
1,258
|
$22,053 | — | 30 Jun 2023 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0.01%
|
1,007
|
$15,874 | — | 30 Jun 2023 | |
| TILIA FIDUCIARY PARTNERS, INC. |
13F
|
Company |
0%
|
1,000
|
$17,530 | — | 30 Jun 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
968
|
$16,969 | — | 30 Jun 2023 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0%
|
825
|
$14,462 | — | 30 Jun 2023 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0%
|
677
|
$11,876 | — | 30 Jun 2023 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2023
As of 30 Sep 2023,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,635,136 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Exeter Financial, LLC, Karpus Management, Inc., UBS Group AG, Royal Bank of Canada, GUGGENHEIM CAPITAL LLC, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, and Advisors Asset Management, Inc..
This page lists
54
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
55
Q3 2023 holders
54
Holder diff
-1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.