FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,989,429
- Share change
- +12,874
- Total reported value
- $105,609,487
- Price per share
- $17.62
- Number of holders
- 45
- Value change
- +$411,777
- Number of buys
- 18
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.6%
|
1,313,974
|
$19,894,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.8%
|
560,753
|
$8,490,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.6%
|
514,299
|
$7,787,000 | — | 30 Sep 2020 | |
| Exeter Financial, LLC |
13F
|
Company |
2.4%
|
474,931
|
$7,190,000 | — | 30 Sep 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.3%
|
468,499
|
$7,093,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
2.2%
|
442,631
|
$6,701,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
278,447
|
$4,215,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.3%
|
253,312
|
$3,835,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
222,524
|
$3,369,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.1%
|
217,414
|
$3,292,000 | — | 30 Sep 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.1%
|
211,865
|
$3,208,000 | — | 30 Sep 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.78%
|
155,976
|
$2,361,000 | — | 30 Sep 2020 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.71%
|
143,067
|
$2,166,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.37%
|
73,432
|
$1,112,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.36%
|
71,538
|
$1,083,000 | — | 30 Sep 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.37%
|
73,529
|
$1,057,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.3%
|
60,424
|
$915,000 | — | 30 Sep 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
0.21%
|
42,768
|
$648,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.21%
|
42,022
|
$636,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.15%
|
30,400
|
$460,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.13%
|
25,548
|
$386,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
22,807
|
$345,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
22,127
|
$335,000 | — | 30 Sep 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
21,433
|
$325,000 | — | 30 Sep 2020 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.09%
|
17,145
|
$259,000 | — | 30 Sep 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.08%
|
16,770
|
$253,898 | — | 30 Sep 2020 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
0.08%
|
15,323
|
$232,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
12,833
|
$194,000 | — | 30 Sep 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
12,665
|
$192,000 | — | 30 Sep 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.06%
|
11,481
|
$174,000 | — | 30 Sep 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
11,269
|
$171,000 | — | 30 Sep 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.06%
|
11,046
|
$167,000 | — | 30 Sep 2020 | |
| WEST BANCORPORATION INC |
13F
|
Company |
0.05%
|
10,746
|
$163,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
9,533
|
$144,000 | — | 30 Sep 2020 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
5,225
|
$106,000 | — | 30 Sep 2020 | |
| Berman Capital Advisors, LLC |
13F
|
Company |
0.03%
|
5,331
|
$80,000 | — | 30 Sep 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
3,500
|
$53,000 | — | 30 Sep 2020 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0.01%
|
3,000
|
$45,000 | — | 30 Sep 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,632
|
$40,000 | — | 30 Sep 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
1,410
|
$21,000 | — | 30 Sep 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,115
|
$16,000 | — | 30 Sep 2020 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
897
|
$14,000 | — | 30 Sep 2020 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
864
|
$13,000 | — | 30 Sep 2020 | |
| Fiduciary Planning LLC |
13F
|
Company |
0%
|
809
|
$12,000 | — | 30 Sep 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
750
|
$11,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
721
|
$11,000 | — | 30 Sep 2020 | |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC |
13F
|
Company |
0%
|
370
|
$6,000 | — | 30 Sep 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
100
|
$2,000 | — | 30 Sep 2020 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q4 2020
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.