Security key
337318109
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 5,581,740
- Share change
- +33,676
- Total reported value
- $88,359,218
- Price per share
- $15.83
- Number of holders
- 43
- Value change
- +$529,147
- Number of buys
- 23
- Number of sells
- 12
Report period
Q3 2019
Institutions
43
Top holders
10
FFA full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
FIRST TRUST ENHANCED EQUITY INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 337318109
Recent filing periods:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6%
|
1,203,950
|
$19,251,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.4%
|
674,120
|
$10,779,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
561,204
|
$8,974,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.7%
|
535,359
|
$8,560,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
330,475
|
$5,285,000 | — | 30 Jun 2019 | |
| Exeter Financial, LLC |
13F
|
Company |
1.5%
|
309,607
|
$4,951,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
269,923
|
$4,316,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.3%
|
264,461
|
$4,229,000 | — | 30 Jun 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.2%
|
248,847
|
$3,979,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
213,102
|
$3,408,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1%
|
209,849
|
$3,356,000 | — | 30 Jun 2019 | |
| Smart Money Group LLC |
13F
|
Company |
0.87%
|
174,096
|
$2,784,000 | — | 30 Jun 2019 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.63%
|
125,413
|
$1,995,000 | — | 30 Jun 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.42%
|
83,664
|
$1,338,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.31%
|
61,216
|
$979,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.28%
|
55,222
|
$883,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.19%
|
37,474
|
$600,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.16%
|
32,224
|
$515,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
28,516
|
$457,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.12%
|
23,027
|
$368,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.09%
|
17,070
|
$272,949 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.07%
|
13,988
|
$224,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.07%
|
13,700
|
$221,000 | — | 30 Jun 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
12,069
|
$193,000 | — | 30 Jun 2019 | |
| Virtue Capital Management, LLC |
13F
|
Company |
0.06%
|
11,252
|
$180,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
10,146
|
$162,000 | — | 30 Jun 2019 | |
| CWM, LLC |
13F
|
Company |
0.03%
|
5,225
|
$106,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
5,070
|
$81,000 | — | 30 Jun 2019 | |
| FIRST INTERSTATE BANK |
13F
|
Company |
0.02%
|
3,470
|
$55,000 | — | 30 Jun 2019 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0.01%
|
3,000
|
$48,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,632
|
$42,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
2,502
|
$40,000 | — | 30 Jun 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
2,075
|
$33,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,115
|
$17,000 | — | 30 Jun 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
897
|
$14,000 | — | 30 Jun 2019 | |
| Certified Advisory Corp |
13F
|
Company |
0%
|
814
|
$13,000 | — | 30 Jun 2019 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
785
|
$13,000 | — | 30 Jun 2019 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
510
|
$8,000 | — | 30 Jun 2019 | |
| SevenBridge Financial Group, LLC |
13F
|
Company |
0%
|
464
|
$7,000 | — | 30 Jun 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0%
|
66
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q3 2019
As of 30 Sep 2019,
FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,581,740 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., Exeter Financial, LLC, Invesco Ltd., WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., North Star Investment Management Corp., and UBS Group AG.
This page lists
43
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
39
Q3 2019 holders
43
Holder diff
4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.