FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA)
CUSIP: 337318109
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 20,016,035
- Total 13F shares
- 4,286,617
- Share change
- +42,292
- Total reported value
- $57,020,912
- Price per share
- $13.34
- Number of holders
- 40
- Value change
- +$548,553
- Number of buys
- 20
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 337318109?
CUSIP 337318109 identifies FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 337318109:
Top shareholders of FFA - FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
4.2%
|
849,783
|
$11,319,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
676,452
|
$9,011,000 | — | 31 Dec 2013 | |
| North Star Investment Management Corp. |
13F
|
Company |
2.5%
|
506,007
|
$6,740,000 | — | 31 Dec 2013 | |
| Karpus Management, Inc. |
13F
|
Company |
2.2%
|
430,652
|
$5,736,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
385,406
|
$5,134,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
371,850
|
$4,953,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.61%
|
122,710
|
$1,634,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.6%
|
120,224
|
$1,601,000 | — | 31 Dec 2013 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.54%
|
108,168
|
$1,440,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.48%
|
96,836
|
$1,290,000 | — | 31 Dec 2013 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.38%
|
75,755
|
$1,009,000 | — | 31 Dec 2013 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.34%
|
68,218
|
$909,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.32%
|
63,980
|
$851,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.31%
|
61,390
|
$818,000 | — | 31 Dec 2013 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.27%
|
54,986
|
$732,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
48,139
|
$641,000 | — | 31 Dec 2013 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.2%
|
40,680
|
$542,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
30,235
|
$403,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.13%
|
26,367
|
$351,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.12%
|
24,796
|
$331,000 | — | 31 Dec 2013 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.1%
|
20,525
|
$273,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.09%
|
18,019
|
$240,000 | — | 31 Dec 2013 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.08%
|
16,730
|
$223,000 | — | 31 Dec 2013 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,564
|
$155,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.06%
|
11,307
|
$151,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
10,287
|
$137,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
9,766
|
$130,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
6,405
|
$85,000 | — | 31 Dec 2013 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
6,300
|
$84,000 | — | 31 Dec 2013 | |
| Barrett Asset Management, LLC |
13F
|
Company |
0.03%
|
6,000
|
$80,000 | — | 31 Dec 2013 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.03%
|
5,500
|
$73,000 | — | 31 Dec 2013 | |
| Whitnell & Co. |
13F
|
Company |
0.02%
|
3,500
|
$47,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
3,050
|
$41,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,475
|
$33,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
1,895
|
$25,242 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
745
|
$10,000 | — | 31 Dec 2013 | |
| ENTERPRISE FINANCIAL SERVICES CORP |
13F
|
Company |
0%
|
714
|
$10,000 | — | 31 Dec 2013 | |
| WFG Advisors, LP |
13F
|
Company |
0%
|
245
|
$3,000 | — | 31 Dec 2013 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
12,160
|
$1,619 | — | 31 Dec 2013 |
Institutional Holders of FIRST TRUST ENHANCED EQUITY INCOME FUND - Common Stock (FFA) as of Q1 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.