Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 10,564,857
- Share change
- -119,315
- Total reported value
- $249,728,450
- Price per share
- $23.64
- Number of holders
- 82
- Value change
- -$2,470,953
- Number of buys
- 42
- Number of sells
- 38
Report period
Q3 2019
Institutions
82
Top holders
10
FPF full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.1%
|
3,680,134
|
$83,723,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
1.8%
|
1,070,558
|
$24,355,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
800,041
|
$18,200,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
795,394
|
$18,095,000 | — | 30 Jun 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.8%
|
483,135
|
$10,991,000 | — | 30 Jun 2019 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.73%
|
443,110
|
$10,081,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.58%
|
352,226
|
$8,013,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.48%
|
292,285
|
$6,653,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.42%
|
252,085
|
$5,735,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.39%
|
233,852
|
$5,320,000 | — | 30 Jun 2019 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.3%
|
183,331
|
$4,171,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.24%
|
148,563
|
$3,380,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.23%
|
142,011
|
$3,231,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.23%
|
138,880
|
$3,160,000 | — | 30 Jun 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.17%
|
105,633
|
$2,403,000 | — | 30 Jun 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.17%
|
101,932
|
$2,318,000 | — | 30 Jun 2019 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.17%
|
100,287
|
$2,286,000 | — | 30 Jun 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.15%
|
90,000
|
$2,048,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.14%
|
87,221
|
$1,984,000 | — | 30 Jun 2019 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.13%
|
81,431
|
$1,853,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.12%
|
73,452
|
$1,670,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.12%
|
70,756
|
$1,610,000 | — | 30 Jun 2019 | |
| Icon Wealth Partners, LLC |
13F
|
Company |
0.1%
|
57,873
|
$1,317,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
51,030
|
$1,160,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
50,875
|
$1,157,000 | — | 30 Jun 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.08%
|
49,350
|
$1,123,000 | — | 30 Jun 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.08%
|
46,982
|
$1,069,000 | — | 30 Jun 2019 | |
| Mathes Company, Inc. |
13F
|
Company |
0.07%
|
45,200
|
$1,028,000 | — | 30 Jun 2019 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.07%
|
45,049
|
$1,025,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.07%
|
40,760
|
$928,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.06%
|
37,074
|
$844,000 | — | 30 Jun 2019 | |
| Armor Investment Advisors, LLC |
13F
|
Company |
0.05%
|
29,590
|
$673,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.05%
|
28,907
|
$658,000 | — | 30 Jun 2019 | |
| RDA Financial Network |
13F
|
Company |
0.04%
|
26,720
|
$614,000 | — | 30 Jun 2019 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
22,219
|
$505,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
22,215
|
$505,000 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.04%
|
21,590
|
$491,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.03%
|
20,334
|
$463,000 | — | 30 Jun 2019 | |
| COMERICA SECURITIES,INC. |
13F
|
Company |
0.03%
|
19,353
|
$440,000 | — | 30 Jun 2019 | |
| Na Bokf |
13F
|
Individual |
0.03%
|
18,643
|
$424,000 | — | 30 Jun 2019 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.03%
|
17,280
|
$393,000 | — | 30 Jun 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
17,096
|
$389,000 | — | 30 Jun 2019 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
16,512
|
$376,000 | — | 30 Jun 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.03%
|
16,480
|
$375,000 | — | 30 Jun 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.03%
|
15,403
|
$350,000 | — | 30 Jun 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
14,625
|
$333,000 | — | 30 Jun 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.02%
|
13,651
|
$311,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
13,567
|
$309,000 | — | 30 Jun 2019 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.02%
|
11,772
|
$268,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
11,145
|
$254,000 | — | 30 Jun 2019 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q3 2019
As of 30 Sep 2019,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
82 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,564,857 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, WELLS FARGO & COMPANY/MN, Invesco Ltd., Parametric Portfolio Associates LLC, Vident Investment Advisory, LLC, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, LPL Financial LLC, and Sterneck Capital Management, LLC.
This page lists
82
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
88
Q3 2019 holders
82
Holder diff
-6
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.