Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 10,351,137
- Share change
- -134,128
- Total reported value
- $255,863,270
- Price per share
- $24.72
- Number of holders
- 71
- Value change
- -$3,323,125
- Number of buys
- 37
- Number of sells
- 21
Report period
Q3 2017
Institutions
71
Top holders
10
FPF full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.1%
|
4,294,586
|
$106,549,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
1.7%
|
1,010,153
|
$25,062,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
1%
|
615,883
|
$15,280,000 | — | 30 Jun 2017 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.98%
|
594,795
|
$14,757,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.92%
|
556,018
|
$13,795,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.81%
|
488,392
|
$12,118,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.8%
|
482,536
|
$11,972,000 | — | 30 Jun 2017 | |
| COMERICA SECURITIES INC |
13F
|
Company |
0.54%
|
325,495
|
$8,076,000 | — | 30 Jun 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.48%
|
292,399
|
$7,254,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.42%
|
257,495
|
$6,389,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.4%
|
241,333
|
$5,987,000 | — | 30 Jun 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.18%
|
108,651
|
$2,701,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.16%
|
98,962
|
$2,451,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.15%
|
90,812
|
$2,253,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.13%
|
76,003
|
$1,889,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.11%
|
68,096
|
$1,689,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.1%
|
58,845
|
$1,460,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
55,978
|
$1,389,000 | — | 30 Jun 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.09%
|
55,592
|
$1,379,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
48,110
|
$1,194,000 | — | 30 Jun 2017 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.07%
|
44,220
|
$1,097,000 | — | 30 Jun 2017 | |
| Mathes Company, Inc. |
13F
|
Company |
0.06%
|
38,250
|
$949,000 | — | 30 Jun 2017 | |
| Cetera Investment Advisers |
13F
|
Company |
0.06%
|
38,098
|
$948,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
34,872
|
$865,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
29,475
|
$724,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.05%
|
29,396
|
$725,000 | — | 30 Jun 2017 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.05%
|
27,626
|
$685,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
27,560
|
$684,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
27,174
|
$674,000 | — | 30 Jun 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.04%
|
25,598
|
$635,000 | — | 30 Jun 2017 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
0.04%
|
24,000
|
$595,000 | — | 30 Jun 2017 | |
| HCR Wealth Advisors |
13F
|
Company |
0.03%
|
17,639
|
$2,352,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
16,837
|
$417,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.03%
|
15,719
|
$390,000 | — | 30 Jun 2017 | |
| SYNOVUS FINANCIAL CORP |
13F
|
Company |
0.02%
|
14,949
|
$369,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
14,736
|
$366,000 | — | 30 Jun 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
14,600
|
$362,000 | — | 30 Jun 2017 | |
| Transform Wealth, LLC |
13F
|
Company |
0.02%
|
14,463
|
$359,000 | — | 30 Jun 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.02%
|
14,280
|
$354,000 | — | 30 Jun 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.02%
|
13,560
|
$336,000 | — | 30 Jun 2017 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.02%
|
13,040
|
$324,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.02%
|
12,920
|
$321,000 | — | 30 Jun 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.02%
|
12,588
|
$312,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
12,142
|
$301,000 | — | 30 Jun 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.02%
|
11,173
|
$131,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.02%
|
10,859
|
$269,000 | — | 30 Jun 2017 | |
| LVW Advisors, LLC |
13F
|
Company |
0.02%
|
9,796
|
$243,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
8,700
|
$216,000 | — | 30 Jun 2017 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.01%
|
8,351
|
$206,000 | — | 30 Jun 2017 | |
| Intellectus Partners, LLC |
13F
|
Company |
0.01%
|
7,915
|
$196,000 | — | 30 Jun 2017 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q3 2017
As of 30 Sep 2017,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
71 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,351,137 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Invesco Ltd., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, BESSEMER GROUP INC, Vident Investment Advisory, LLC, COMERICA SECURITIES INC, and BANK OF MONTREAL /CAN/.
This page lists
71
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
69
Q3 2017 holders
71
Holder diff
2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.