Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 10,771,717
- Share change
- +982,511
- Total reported value
- $229,163,698
- Price per share
- $21.27
- Number of holders
- 57
- Value change
- +$20,901,320
- Number of buys
- 32
- Number of sells
- 22
Report period
Q4 2015
Institutions
57
Top holders
10
FPF full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.6%
|
3,420,945
|
$73,345,000 | — | 30 Sep 2015 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
1.9%
|
1,151,767
|
$24,694,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
879,560
|
$18,858,000 | — | 30 Sep 2015 | |
| BESSEMER GROUP INC |
13F
|
Company |
1%
|
635,000
|
$13,614,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.83%
|
504,419
|
$10,815,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.78%
|
472,839
|
$10,137,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.75%
|
456,193
|
$9,781,000 | — | 30 Sep 2015 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.43%
|
262,322
|
$5,624,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.41%
|
248,765
|
$5,334,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.35%
|
210,204
|
$4,507,000 | — | 30 Sep 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.31%
|
185,464
|
$3,976,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.28%
|
168,411
|
$3,572,000 | — | 30 Sep 2015 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
0.23%
|
142,471
|
$3,055,000 | — | 30 Sep 2015 | |
| COMERICA SECURITIES INC |
13F
|
Company |
0.19%
|
112,362
|
$2,409,000 | — | 30 Sep 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.18%
|
110,757
|
$2,374,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.17%
|
103,872
|
$2,227,000 | — | 30 Sep 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.11%
|
69,186
|
$1,483,000 | — | 30 Sep 2015 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.1%
|
60,704
|
$1,317,000 | — | 30 Sep 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
58,112
|
$1,248,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
56,019
|
$1,201,000 | — | 30 Sep 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.08%
|
50,511
|
$1,083,000 | — | 30 Sep 2015 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
0.08%
|
50,000
|
$1,072,000 | — | 30 Sep 2015 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.06%
|
35,683
|
$765,000 | — | 30 Sep 2015 | |
| LBA Wealth Management, LLC |
13F
|
Company |
0.05%
|
33,220
|
$712,000 | — | 30 Sep 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.05%
|
28,290
|
$621,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
24,399
|
$523,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
21,127
|
$453,000 | — | 30 Sep 2015 | |
| COBIZ WEALTH, LLC |
13F
|
Company |
0.03%
|
21,000
|
$450,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
20,688
|
$443,000 | — | 30 Sep 2015 | |
| Cordasco Financial Network |
13F
|
Company |
0.03%
|
17,095
|
$367,000 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.03%
|
16,599
|
$356,000 | — | 30 Sep 2015 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.03%
|
16,219
|
$348,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
14,225
|
$305,000 | — | 30 Sep 2015 | |
| DELTA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.02%
|
13,550
|
$291,000 | — | 30 Sep 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
12,079
|
$259,000 | — | 30 Sep 2015 | |
| CADENCE BANK NA |
13F
|
Company |
0.02%
|
11,857
|
$254,000 | — | 30 Sep 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
10,802
|
$231,554 | — | 30 Sep 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
0.02%
|
10,672
|
$232,000 | — | 30 Sep 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.02%
|
10,230
|
$219,000 | — | 30 Sep 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.02%
|
9,935
|
$213,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
4,541
|
$97,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0%
|
3,000
|
$64,000 | — | 30 Sep 2015 | |
| Carnick & Kubik, LLC |
13F
|
Company |
0%
|
2,991
|
$64,127 | — | 30 Sep 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
1,800
|
$39,000 | — | 30 Sep 2015 | |
| CITY HOLDING CO |
13F
|
Company |
0%
|
1,405
|
$30,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
926
|
$20,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
860
|
$19,000 | — | 30 Sep 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
800
|
$17,000 | — | 30 Sep 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0%
|
650
|
$14,000 | — | 30 Sep 2015 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0%
|
600
|
$12,000 | — | 30 Sep 2015 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q4 2015
As of 31 Dec 2015,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
57 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,771,717 shares.
The largest 10 holders included
MORGAN STANLEY, McGowan Group Asset Management, Inc., UBS Group AG, BESSEMER GROUP INC, BANK OF AMERICA CORP /DE/, Invesco Ltd., ROYAL BANK OF CANADA, EATON VANCE MANAGEMENT, LPL Financial LLC, and Sterneck Capital Management, LLC.
This page lists
57
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
52
Q4 2015 holders
57
Holder diff
5
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.