Security key
33718W103
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF)
CUSIP: 33718W103
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 60,669,515
- Total 13F shares
- 6,351,127
- Share change
- -461,576
- Total reported value
- $138,716,871
- Price per share
- $22.14
- Number of holders
- 44
- Value change
- -$9,678,823
- Number of buys
- 20
- Number of sells
- 17
Report period
Q1 2014
Institutions
44
Top holders
10
FPF full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
First Trust Intermediate Duration Preferred & Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33718W103
Recent filing periods:
Top shareholders of FPF - First Trust Intermediate Duration Preferred & Income Fund - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
2.9%
|
1,764,363
|
$37,492,000 | — | 31 Dec 2013 | |
| Pine River Capital Management L.P. |
13F
|
Company |
1%
|
606,162
|
$12,881,000 | — | 31 Dec 2013 | |
| Karpus Management, Inc. |
13F
|
Company |
0.91%
|
551,734
|
$11,724,000 | — | 31 Dec 2013 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.86%
|
519,072
|
$11,030,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.6%
|
361,694
|
$7,686,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.55%
|
335,110
|
$7,122,000 | — | 31 Dec 2013 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.55%
|
334,883
|
$7,116,000 | — | 31 Dec 2013 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.5%
|
303,356
|
$6,446,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.48%
|
292,252
|
$6,210,000 | — | 31 Dec 2013 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.41%
|
251,444
|
$5,343,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.39%
|
234,917
|
$4,992,000 | — | 31 Dec 2013 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.32%
|
194,275
|
$4,128,000 | — | 31 Dec 2013 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.27%
|
161,636
|
$3,435,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.22%
|
136,220
|
$2,895,000 | — | 31 Dec 2013 | |
| Cordasco Financial Network |
13F
|
Company |
0.21%
|
126,161
|
$2,681,000 | — | 31 Dec 2013 | |
| Partnervest Advisory Services LLC |
13F
|
Company |
0.14%
|
83,939
|
$1,784,000 | — | 31 Dec 2013 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.12%
|
70,458
|
$14,972 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.11%
|
63,887
|
$1,358,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
57,411
|
$1,220,000 | — | 31 Dec 2013 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.09%
|
54,266
|
$1,153,000 | — | 31 Dec 2013 | |
| CTC Alternative Strategies, Ltd. |
13F
|
Company |
0.07%
|
44,300
|
$941,375 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.07%
|
43,439
|
$923,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.07%
|
41,719
|
$887,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
30,376
|
$645,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
19,450
|
$413,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.03%
|
15,716
|
$334,000 | — | 31 Dec 2013 | |
| Jane Street Holding, LLC |
13F
|
Company |
0.02%
|
14,719
|
$313,000 | — | 31 Dec 2013 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.02%
|
12,000
|
$255,000 | — | 31 Dec 2013 | |
| Jefferies Group LLC |
13F
|
Company |
0.02%
|
9,993
|
$212,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
6,190
|
$132,000 | — | 31 Dec 2013 | |
| MYCIO WEALTH PARTNERS, LLC |
13F
|
Company |
0.01%
|
6,000
|
$128,000 | — | 31 Dec 2013 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.01%
|
4,900
|
$104,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
3,795
|
$81,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
2,200
|
$47,000 | — | 31 Dec 2013 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
1,543
|
$33,000 | — | 31 Dec 2013 | |
| CITY HOLDING CO |
13F
|
Company |
0%
|
1,405
|
$30,000 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
700
|
$14,000 | — | 31 Dec 2013 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0%
|
700
|
$14,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
550
|
$12,000 | — | 31 Dec 2013 |
Institutional Holders of First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) as of Q1 2014
As of 31 Mar 2014,
First Trust Intermediate Duration Preferred & Income Fund - Common Stock (FPF) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,351,127 shares.
The largest 10 holders included
MORGAN STANLEY, Karpus Management, Inc., MARINER INVESTMENT GROUP LLC, Invesco Ltd., ROYAL BANK OF CANADA, Saba Capital Management, L.P., BANK OF AMERICA CORP /DE/, Relative Value Partners, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, and WELLS FARGO & COMPANY/MN.
This page lists
44
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
39
Q1 2014 holders
44
Holder diff
5
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.