Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 6,985,981
- Total 13F value
- $134,027,662
- Share change
- +2,068,292
- Put/Call ratio
- 3%
- SEC-reported price per share
- $19.20
- Number of holders
- 106
- Value change
- +$39,679,308
- Number of buys
- 61
- Number of sells
- 21
Open additional details 1 more signal available
Report period
Q3 2023
Institutions
106
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F
Highest disclosed value: $12,066,698
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $12.07M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$12.07M
Raymond James Financial Services ...
$9.66M
VAN ECK ASSOCIATES CORP
$7.2M
MORGAN STANLEY
$6.67M
Advisors Asset Management, Inc.
$4.39M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$12,066,698
615,647 shares
|
— | 30 Jun 2023 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$9,660,556
492,885 shares
|
— | 30 Jun 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$7,204,000
367,547 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$6,674,956
340,559 shares
|
— | 30 Jun 2023 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,392,595
224,112 shares
|
— | 30 Jun 2023 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,707,771
189,172 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
106
Shares
6,985,981
Rows available
106
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
87
Q3 2023 holders
106
Holder diff
19
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|