Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 4,905,713
- Total 13F value
- $96,222,434
- Share change
- -103,496
- Put/Call ratio
- 1181%
- SEC-reported price per share
- $19.60
- Number of holders
- 87
- Value change
- -$1,924,740
- Number of buys
- 41
- Number of sells
- 39
Open additional details 1 more signal available
Report period
Q2 2023
Institutions
87
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 316500107
Recent filing periods:
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
31 Mar 2023
13F
Highest disclosed value: $13,059,230
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $13.06M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$13.06M
Raymond James Financial Services ...
$11.03M
MORGAN STANLEY
$6.78M
VAN ECK ASSOCIATES CORP
$6.57M
Advisors Asset Management, Inc.
$4.97M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$13,059,230
684,804 shares
|
— | 31 Mar 2023 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$11,027,814
578,281 shares
|
— | 31 Mar 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$6,781,577
355,615 shares
|
— | 31 Mar 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$6,571,000
344,553 shares
|
— | 31 Mar 2023 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,968,441
260,537 shares
|
— | 31 Mar 2023 |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,394,899
178,023 shares
|
— | 31 Mar 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
87
Shares
4,905,713
Rows available
87
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
92
Q2 2023 holders
87
Holder diff
-5
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q2 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend