Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 4,905,713
- Total 13F value
- $96,222,434
- Share change
- -103,496
- Put/Call ratio
- 1181%
- SEC-reported price per share
- $19.60
- Number of holders
- 87
- Value change
- -$1,924,740
- Number of buys
- 41
- Number of sells
- 39
Open additional details 1 more signal available
Report period
Q2 2023
Institutions
87
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
31 Mar 2023
13F
Highest disclosed value: $13,059,230
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $13.06M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$13.06M
Raymond James Financial Services ...
$11.03M
MORGAN STANLEY
$6.78M
VAN ECK ASSOCIATES CORP
$6.57M
Advisors Asset Management, Inc.
$4.97M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$13,059,230
684,804 shares
|
— | 31 Mar 2023 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$11,027,814
578,281 shares
|
— | 31 Mar 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$6,781,577
355,615 shares
|
— | 31 Mar 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$6,571,000
344,553 shares
|
— | 31 Mar 2023 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,968,441
260,537 shares
|
— | 31 Mar 2023 |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,394,899
178,023 shares
|
— | 31 Mar 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
87
Shares
4,905,713
Rows available
87
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
92
Q2 2023 holders
87
Holder diff
-5
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q2 2023 value | Value change | Value Chg % |
|---|