Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,150,823
- Total 13F value
- $98,168,534
- Share change
- +264,944
- Put/Call ratio
- 0.25%
- SEC-reported price per share
- $19.03
- Number of holders
- 99
- Value change
- +$5,222,718
- Number of buys
- 45
- Number of sells
- 37
Open additional details 1 more signal available
Report period
Q4 2022
Institutions
99
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
30 Sep 2022
13F
Highest disclosed value: $12,865,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $12.86M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$12.86M
Raymond James Financial Services ...
$10.3M
VAN ECK ASSOCIATES CORP
$5.2M
MORGAN STANLEY
$5.18M
Advisors Asset Management, Inc.
$4.72M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$12,865,000
748,808 shares
|
— | 30 Sep 2022 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$10,303,000
599,718 shares
|
— | 30 Sep 2022 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$5,195,000
302,363 shares
|
— | 30 Sep 2022 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$5,176,000
301,297 shares
|
— | 30 Sep 2022 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,719,000
274,673 shares
|
— | 30 Sep 2022 |
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$3,205,000
186,569 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
99
Shares
5,150,823
Rows available
99
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
88
Q4 2022 holders
99
Holder diff
11
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|