Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,677,099
- Total 13F value
- $96,501,000
- Share change
- -294,030
- Put/Call ratio
- 26%
- SEC-reported price per share
- $17.00
- Number of holders
- 72
- Value change
- -$4,758,495
- Number of buys
- 33
- Number of sells
- 33
Open additional details 1 more signal available
Report period
Q2 2021
Institutions
72
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2021
Previous quarter: Q1 2021
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 316500107
Recent filing periods:
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
31 Mar 2021
13F
Highest disclosed value: $12,206,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $12.21M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$12.21M
ARES MANAGEMENT LLC
$11.31M
Raymond James Financial Services ...
$9.19M
VAN ECK ASSOCIATES CORP
$6.67M
MORGAN STANLEY
$5.18M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$12,206,000
784,970 shares
|
— | 31 Mar 2021 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$11,314,000
727,562 shares
|
— | 31 Mar 2021 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$9,189,000
590,962 shares
|
— | 31 Mar 2021 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$6,674,000
429,181 shares
|
— | 31 Mar 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$5,177,000
332,900 shares
|
— | 31 Mar 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$5,134,000
330,183 shares
|
— | 31 Mar 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
72
Shares
5,677,099
Rows available
72
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
81
Q2 2021 holders
72
Holder diff
-9
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q2 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend