Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 6,019,863
- Total 13F value
- $93,621,215
- Share change
- -137,168
- Put/Call ratio
- 65%
- SEC-reported price per share
- $15.55
- Number of holders
- 81
- Value change
- -$693,254
- Number of buys
- 37
- Number of sells
- 28
Open additional details 1 more signal available
Report period
Q1 2021
Institutions
81
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 316500107
Recent filing periods:
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $10,053,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $10.05M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$10.05M
Raymond James Financial Services ...
$8M
West Family Investments, Inc.
$6.35M
ARES MANAGEMENT LLC
$4.79M
VAN ECK ASSOCIATES CORP
$4.78M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$10,053,000
767,393 shares
|
— | 31 Dec 2020 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$7,996,000
610,397 shares
|
— | 31 Dec 2020 |
| West Family Investments, Inc. |
13F
Company
|
—
class O/S missing
|
$6,348,000
484,709 shares
|
— | 31 Dec 2020 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,794,000
365,990 shares
|
— | 31 Dec 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$4,785,000
365,286 shares
|
— | 31 Dec 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$4,466,000
340,956 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
81
Shares
6,019,863
Rows available
81
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
73
Q1 2021 holders
81
Holder diff
8
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend