Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,967,950
- Total 13F value
- $58,947,373
- Share change
- -393,014
- Put/Call ratio
- 0%
- SEC-reported price per share
- $9.85
- Number of holders
- 79
- Value change
- -$3,774,885
- Number of buys
- 31
- Number of sells
- 40
Open additional details 1 more signal available
Report period
Q3 2020
Institutions
79
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
West Family Investments, ...
Disclosed value leader
West Family Investments, ...
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $9,587,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
West Family Investments, Inc. has the largest disclosed position value at $9.59M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens West Family Investments, Inc.'s linked filing trail.
Disclosed position value
Top 5
West Family Investments, Inc.
$9.59M
RAYMOND JAMES & ASSOCIATES
$8.2M
Raymond James Financial Services ...
$5.61M
ACADIAN ASSET MANAGEMENT LLC
$4.85M
VAN ECK ASSOCIATES CORP
$2.73M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| West Family Investments, Inc. |
13F
Company
|
—
class O/S missing
|
$9,587,000
646,024 shares
|
— | 30 Jun 2020 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$8,204,000
904,508 shares
|
— | 30 Jun 2020 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$5,613,000
618,900 shares
|
— | 30 Jun 2020 |
| ACADIAN ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,847,000
534,351 shares
|
— | 30 Jun 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$2,728,000
300,815 shares
|
— | 30 Jun 2020 |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$2,369,000
261,242 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
79
Shares
5,967,950
Rows available
79
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
76
Q3 2020 holders
79
Holder diff
3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|