Security key
316500107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,818,270
- Total 13F value
- $52,775,710
- Share change
- -816,356
- SEC-reported price per share
- $9.07
- Number of holders
- 76
- Value change
- -$6,936,928
- Number of buys
- 35
- Number of sells
- 43
Report period
Q2 2020
Institutions
76
Top holders
10
FDUS full security history
Ownership snapshot
Full 13F holder table
FIDUS INVESTMENT Corp SEC filings
FIDUS INVESTMENT Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of FDUS - FIDUS INVESTMENT Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
0/15
Latest evidence
31 Mar 2020
13F
Highest disclosed value: $7,158,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES has the largest disclosed position value at $7.16M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Disclosed position value
Top 5
RAYMOND JAMES & ASSOCIATES
$7.16M
West Family Investments, Inc.
$4.82M
Raymond James Financial Services ...
$3.96M
ACADIAN ASSET MANAGEMENT LLC
$3.76M
KENNEDY CAPITAL MANAGEMENT LLC
$3.38M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$7,158,000
1,081,306 shares
|
— | 31 Mar 2020 |
| West Family Investments, Inc. |
13F
Company
|
—
class O/S missing
|
$4,819,000
727,924 shares
|
— | 31 Mar 2020 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$3,957,000
597,782 shares
|
— | 31 Mar 2020 |
| ACADIAN ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,759,000
567,936 shares
|
— | 31 Mar 2020 |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,380,000
510,567 shares
|
— | 31 Mar 2020 |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$1,862,000
281,343 shares
|
— | 31 Mar 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
76
Shares
5,818,270
Rows available
76
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
83
Q2 2020 holders
76
Holder diff
-7
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 value | Q2 2020 value | Value change | Value Chg % |
|---|