Security key
306137100
- Security type / class
- Equity / COM
- Total 13F shares
- 10,258,025
- Total 13F value
- $4,618,000
- Share change
- -1,130,530
- SEC-reported price per share
- $0.45
- Number of holders
- 27
- Value change
- -$804,317
- Number of buys
- 8
- Number of sells
- 14
Report period
Q4 2016
Institutions
27
Top holders
10
FALC full security history
Ownership snapshot
Full 13F holder table
FALCONSTOR SOFTWARE INC SEC filings
FALCONSTOR SOFTWARE INC company facts
Broader feeds
Ownership snapshot
Top reported holders of FALC - FALCONSTOR SOFTWARE INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Nantahala Capital Managem...
Disclosed value leader
Nantahala Capital Managem...
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $3,528,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Nantahala Capital Management, LLC has the largest disclosed position value at $3.53M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Nantahala Capital Management, LLC's linked filing trail.
Disclosed position value
Top 5
Nantahala Capital Management, LLC
$3.53M
VANGUARD GROUP INC
$1.57M
BlackRock Institutional Trust Com...
$1.05M
BOURGEON CAPITAL MANAGEMENT LLC
$875K
Teton Advisors, Inc.
$801K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC |
13F
Company
|
—
denominator unverified
|
$3,528,000
3,392,318 shares
|
— | 30 Sep 2016 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$1,572,000
1,511,776 shares
|
— | 30 Sep 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
—
denominator unverified
|
$1,051,000
1,010,499 shares
|
— | 30 Sep 2016 |
| BOURGEON CAPITAL MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$875,000
841,729 shares
|
— | 30 Sep 2016 |
| Teton Advisors, Inc. |
13F
Company
|
—
denominator unverified
|
$801,000
770,000 shares
|
— | 30 Sep 2016 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
—
denominator unverified
|
$666,000
640,422 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
27
Shares
10,258,025
Rows available
27
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
31
Q4 2016 holders
27
Holder diff
-4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|