Security key
289074106
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,733,899
- Total 13F shares
- 3,937,142
- Share change
- -320,076
- Total reported value
- $31,571,000
- Price per share
- $8.01
- Number of holders
- 47
- Value change
- -$2,643,053
- Number of buys
- 20
- Number of sells
- 27
Report period
Q3 2022
Institutions
47
Top holders
10
ECF full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
ELLSWORTH GROWTH & INCOME FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 289074106
Recent filing periods:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
4.9%
|
670,119
|
$5,709,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
3.8%
|
520,087
|
$4,430,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.6%
|
352,967
|
$3,007,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.5%
|
341,820
|
$2,912,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.8%
|
249,514
|
$2,126,000 | — | 30 Jun 2022 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
1.5%
|
202,685
|
$1,727,000 | — | 30 Jun 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.4%
|
197,849
|
$1,686,000 | — | 30 Jun 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.96%
|
131,654
|
$1,122,000 | — | 30 Jun 2022 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.79%
|
108,921
|
$944,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.8%
|
110,452
|
$941,000 | — | 30 Jun 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.77%
|
105,712
|
$901,000 | — | 30 Jun 2022 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.68%
|
93,175
|
$794,000 | — | 30 Jun 2022 | |
| FourThought Financial, LLC |
13F
|
Company |
0.65%
|
88,862
|
$757,000 | — | 30 Jun 2022 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.59%
|
81,515
|
$695,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.55%
|
75,008
|
$639,000 | — | 30 Jun 2022 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.48%
|
65,638
|
$559,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.46%
|
63,198
|
$538,000 | — | 30 Jun 2022 | |
| Old Port Advisors |
13F
|
Company |
0.43%
|
59,688
|
$520,000 | — | 30 Jun 2022 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.44%
|
60,628
|
$517,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.41%
|
55,627
|
$474,000 | — | 30 Jun 2022 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.4%
|
54,761
|
$467,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.37%
|
50,140
|
$427,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.32%
|
44,010
|
$375,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.3%
|
40,528
|
$345,000 | — | 30 Jun 2022 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.26%
|
35,853
|
$343,000 | — | 30 Jun 2022 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.28%
|
38,683
|
$330,000 | — | 30 Jun 2022 | |
| OAK HARBOR WEALTH PARTNERS, LLC |
13F
|
Company |
0.23%
|
31,943
|
$272,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.23%
|
31,210
|
$266,000 | — | 30 Jun 2022 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.22%
|
29,621
|
$252,000 | — | 30 Jun 2022 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.2%
|
28,091
|
$239,000 | — | 30 Jun 2022 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.2%
|
27,801
|
$237,000 | — | 30 Jun 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.18%
|
24,810
|
$211,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.18%
|
24,553
|
$209,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.16%
|
21,611
|
$184,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.14%
|
19,246
|
$164,000 | — | 30 Jun 2022 | |
| Hightower 6M Holding, LLC |
13F
|
Company |
0.13%
|
18,397
|
$157,000 | — | 30 Jun 2022 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.12%
|
16,545
|
$141,000 | — | 30 Jun 2022 | |
| Total Clarity Wealth Management, Inc. |
13F
|
Company |
0.12%
|
15,972
|
$136,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
14,646
|
$125,000 | — | 30 Jun 2022 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.1%
|
14,129
|
$120,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
14,089
|
$120,000 | — | 30 Jun 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$102,000 | — | 30 Jun 2022 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.08%
|
11,100
|
$95,000 | — | 30 Jun 2022 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
643
|
$7,000 | — | 30 Jun 2022 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
621
|
$5,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
500
|
$4,000 | — | 30 Jun 2022 | |
| Bogart Wealth, LLC |
13F
|
Company |
0%
|
419
|
$4,000 | — | 30 Jun 2022 | |
| GPS Wealth Strategies Group, LLC |
13F
|
Company |
0%
|
367
|
$3,000 | — | 30 Jun 2022 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
324
|
$3,000 | — | 30 Jun 2022 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
129
|
$1,000 | — | 30 Jun 2022 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2022
As of 30 Sep 2022,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,937,142 shares.
The largest 10 holders included
Saba Capital Management, L.P., MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., Aviance Capital Partners, LLC, Foundations Investment Advisors, LLC, Baird Financial Group, Inc., GUGGENHEIM CAPITAL LLC, and FourThought Financial, LLC.
This page lists
47
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
49
Q3 2022 holders
47
Holder diff
-2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.