ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,423,935
- Share change
- +7,134
- Total reported value
- $65,149,000
- Price per share
- $14.72
- Number of holders
- 37
- Value change
- +$133,285
- Number of buys
- 21
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
9.2%
|
1,240,640
|
$16,773,000 | — | 31 Mar 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
7.9%
|
1,062,889
|
$14,370,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.4%
|
459,843
|
$6,217,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
197,176
|
$2,666,000 | — | 31 Mar 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.4%
|
185,444
|
$2,507,000 | — | 31 Mar 2021 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
1.2%
|
159,912
|
$2,162,000 | — | 31 Mar 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.95%
|
128,277
|
$1,734,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.75%
|
102,049
|
$1,380,000 | — | 31 Mar 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.66%
|
88,887
|
$1,202,000 | — | 31 Mar 2021 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.62%
|
84,131
|
$1,137,000 | — | 31 Mar 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.59%
|
79,328
|
$1,073,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.58%
|
78,835
|
$1,066,000 | — | 31 Mar 2021 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.49%
|
65,798
|
$890,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.35%
|
47,803
|
$647,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.33%
|
44,812
|
$606,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
0.33%
|
44,712
|
$605,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.33%
|
44,742
|
$604,000 | — | 31 Mar 2021 | |
| Total Clarity Wealth Management, Inc. |
13F
|
Company |
0.31%
|
41,846
|
$566,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.22%
|
29,246
|
$395,000 | — | 31 Mar 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.22%
|
29,216
|
$395,000 | — | 31 Mar 2021 | |
| Old Port Advisors |
13F
|
Company |
0.2%
|
26,669
|
$361,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
21,550
|
$291,000 | — | 31 Mar 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.15%
|
19,639
|
$266,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.13%
|
17,655
|
$239,000 | — | 31 Mar 2021 | |
| David J Yvars Group |
13F
|
Company |
0.13%
|
17,655
|
$236,000 | — | 31 Mar 2021 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.12%
|
16,503
|
$223,000 | — | 31 Mar 2021 | |
| Trek Financial, LLC |
13F
|
Company |
0.12%
|
16,016
|
$217,000 | — | 31 Mar 2021 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.11%
|
15,150
|
$209,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
14,406
|
$195,000 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$162,000 | — | 31 Mar 2021 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
0.08%
|
10,687
|
$144,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.06%
|
7,755
|
$105,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
2,301
|
$31,000 | — | 31 Mar 2021 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.01%
|
1,137
|
$15,000 | — | 31 Mar 2021 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
890
|
$12,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
762
|
$10,000 | — | 31 Mar 2021 | |
| Bogart Wealth, LLC |
13F
|
Company |
0%
|
362
|
$5,000 | — | 31 Mar 2021 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
129
|
$2,000 | — | 31 Mar 2021 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
130
|
$1,000 | — | 31 Mar 2021 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q2 2021
As of 30 Jun 2021,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,423,935 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Guggenheim Capital LLC, MML INVESTORS SERVICES, LLC, Aviance Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Hennion & Walsh Asset Management, Inc., and Baird Financial Group, Inc..
This page lists
37
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
38
Q2 2021 holders
37
Holder diff
-1
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.