ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,416,801
- Share change
- -388,899
- Total reported value
- $59,717,000
- Price per share
- $13.52
- Number of holders
- 38
- Value change
- -$5,319,236
- Number of buys
- 18
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.9%
|
1,201,134
|
$16,660,000 | — | 31 Dec 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
7.6%
|
1,021,673
|
$14,171,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.9%
|
532,294
|
$7,383,000 | — | 31 Dec 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.1%
|
289,954
|
$4,021,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.7%
|
228,508
|
$3,169,000 | — | 31 Dec 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
1.2%
|
168,639
|
$2,339,000 | — | 31 Dec 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.99%
|
133,964
|
$1,858,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.9%
|
121,903
|
$1,691,000 | — | 31 Dec 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.75%
|
101,856
|
$1,413,000 | — | 31 Dec 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.66%
|
88,785
|
$1,231,000 | — | 31 Dec 2020 | |
| Ashton Thomas Private Wealth, LLC |
13F
|
Company |
0.63%
|
84,916
|
$1,177,779 | — | 31 Dec 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.56%
|
75,981
|
$1,054,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.55%
|
74,604
|
$1,035,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.54%
|
72,802
|
$1,009,000 | — | 31 Dec 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.5%
|
67,436
|
$935,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.37%
|
49,596
|
$688,000 | — | 31 Dec 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.34%
|
45,450
|
$630,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.33%
|
44,812
|
$621,000 | — | 31 Dec 2020 | |
| Total Clarity Wealth Management, Inc. |
13F
|
Company |
0.31%
|
41,846
|
$580,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.27%
|
37,062
|
$514,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.22%
|
29,228
|
$405,000 | — | 31 Dec 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.22%
|
29,216
|
$405,000 | — | 31 Dec 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.19%
|
26,170
|
$363,000 | — | 31 Dec 2020 | |
| Trek Financial, LLC |
13F
|
Company |
0.14%
|
18,418
|
$255,000 | — | 31 Dec 2020 | |
| David J Yvars Group |
13F
|
Company |
0.13%
|
17,655
|
$245,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.13%
|
17,655
|
$245,000 | — | 31 Dec 2020 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.13%
|
17,057
|
$237,000 | — | 31 Dec 2020 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.12%
|
16,412
|
$228,000 | — | 31 Dec 2020 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.11%
|
15,271
|
$218,000 | — | 31 Dec 2020 | |
| Old Port Advisors |
13F
|
Company |
0.1%
|
13,865
|
$189,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$166,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
10,157
|
$141,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
5,984
|
$82,000 | — | 31 Dec 2020 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
2,200
|
$30,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
2,000
|
$28,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
323
|
$4,000 | — | 31 Dec 2020 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
130
|
$1,000 | — | 31 Dec 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
85
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q1 2021
As of 31 Mar 2021,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,416,801 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., MML INVESTORS SERVICES, LLC, Aviance Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Hennion & Walsh Asset Management, Inc., and 9258 Wealth Management, LLC.
This page lists
38
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
37
Q1 2021 holders
38
Holder diff
1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.