Security key
289074106
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / Common Shares of Beneficial Interest
- Total 13F shares
- 4,416,801
- Total 13F value
- $59,717,000
- Share change
- -388,899
- SEC-reported price per share
- $13.52
- Number of holders
- 38
- Value change
- -$5,319,236
- Number of buys
- 18
- Number of sells
- 20
- Shares outstanding
- 13,703,618
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
38
Top holders
10
ECF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
ELLSWORTH GROWTH & INCOME FUND LTD SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 289074106
Recent filing periods:
Ownership snapshot
Top reported holders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
31 Dec 2020
13F
Lead comparable stake: 8.8%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 8.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
8.8%
Advisors Asset Management, Inc.
7.5%
WELLS FARGO & COMPANY/MN
3.9%
GUGGENHEIM CAPITAL LLC
2.1%
Raymond James Financial Services ...
1.7%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
8.8%
|
$16,660,000
1,201,134 shares
|
— | 31 Dec 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
7.5%
|
$14,171,000
1,021,673 shares
|
— | 31 Dec 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
3.9%
|
$7,383,000
532,294 shares
|
— | 31 Dec 2020 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2.1%
|
$4,021,000
289,954 shares
|
— | 31 Dec 2020 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
1.7%
|
$3,169,000
228,508 shares
|
— | 31 Dec 2020 |
| MML INVESTORS SERVICES, LLC |
13F
Company
|
1.2%
|
$2,339,000
168,639 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
4,416,801
Rows available
38
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q1 2026 Across Filers
Q1 2026 holders
48
Q1 2021 holders
38
Holder diff
-10
| Investor | Q1 2026 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend