ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q1 2021?

38 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q1 2021. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,416,801
Share change: -388,899
Total reported value: $59,717,000
Price per share: $13.52
Number of holders: 38
Value change: -$5,319,236
Number of buys: 18
Number of sells: 20

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q2 2021
Previous quarter: Q4 2020

Recent filing periods for CUSIP 289074106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	8.9%	1,201,134	$16,660,000	—	31 Dec 2020	13F
Advisors Asset Management, Inc.	13F	Company	7.6%	1,021,673	$14,171,000	—	31 Dec 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	3.9%	532,294	$7,383,000	—	31 Dec 2020	13F
GUGGENHEIM CAPITAL LLC	13F	Company	2.1%	289,954	$4,021,000	—	31 Dec 2020	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	1.7%	228,508	$3,169,000	—	31 Dec 2020	13F
MML INVESTORS SERVICES, LLC	13F	Company	1.2%	168,639	$2,339,000	—	31 Dec 2020	13F
Aviance Capital Partners, LLC	13F	Company	0.99%	133,964	$1,858,000	—	31 Dec 2020	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.9%	121,903	$1,691,000	—	31 Dec 2020	13F
STIFEL FINANCIAL CORP	13F	Company	0.75%	101,856	$1,413,000	—	31 Dec 2020	13F
9258 Wealth Management, LLC	13F	Company	0.66%	88,785	$1,231,000	—	31 Dec 2020	13F
Ashton Thomas Private Wealth, LLC	13F	Company	0.63%	84,916	$1,177,779	—	31 Dec 2020	13F
Baird Financial Group, Inc.	13F	Company	0.56%	75,981	$1,054,000	—	31 Dec 2020	13F
LPL Financial LLC	13F	Company	0.55%	74,604	$1,035,000	—	31 Dec 2020	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.54%	72,802	$1,009,000	—	31 Dec 2020	13F
Institute for Wealth Management, LLC.	13F	Company	0.5%	67,436	$935,000	—	31 Dec 2020	13F
UBS Group AG	13F	Company	0.37%	49,596	$688,000	—	31 Dec 2020	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.34%	45,450	$630,000	—	31 Dec 2020	13F
ROYAL BANK OF CANADA	13F	Company	0.33%	44,812	$621,000	—	31 Dec 2020	13F
Total Clarity Wealth Management, Inc.	13F	Company	0.31%	41,846	$580,000	—	31 Dec 2020	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.27%	37,062	$514,000	—	31 Dec 2020	13F
Invesco Ltd.	13F	Company	0.22%	29,228	$405,000	—	31 Dec 2020	13F
Relative Value Partners Group, LLC	13F	Company	0.22%	29,216	$405,000	—	31 Dec 2020	13F
COHEN & STEERS, INC.	13F	Company	0.19%	26,170	$363,000	—	31 Dec 2020	13F
Trek Financial, LLC	13F	Company	0.14%	18,418	$255,000	—	31 Dec 2020	13F
David J Yvars Group	13F	Company	0.13%	17,655	$245,000	—	31 Dec 2020	13F
RAYMOND JAMES TRUST N.A.	13F	Company	0.13%	17,655	$245,000	—	31 Dec 2020	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.13%	17,057	$237,000	—	31 Dec 2020	13F
ALTFEST L J & CO INC	13F	Company	0.12%	16,412	$228,000	—	31 Dec 2020	13F
FOUNDATIONS INVESTMENT ADVISORS, LLC	13F	Company	0.11%	15,271	$218,000	—	31 Dec 2020	13F
Old Port Advisors	13F	Company	0.1%	13,865	$189,000	—	31 Dec 2020	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.09%	12,000	$166,000	—	31 Dec 2020	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.08%	10,157	$141,000	—	31 Dec 2020	13F
OSAIC HOLDINGS, INC.	13F	Company	0.04%	5,984	$82,000	—	31 Dec 2020	13F
FNY Investment Advisers, LLC	13F	Company	0.02%	2,200	$30,000	—	31 Dec 2020	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.01%	2,000	$28,000	—	31 Dec 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0%	323	$4,000	—	31 Dec 2020	13F
Avior Wealth Management, LLC	13F	Company	0%	130	$1,000	—	31 Dec 2020	13F
FIFTH THIRD BANCORP	13F	Company	0%	85	$1,000	—	31 Dec 2020	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q1 2021

As of 31 Mar 2021, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,416,801 shares. The largest 10 holders included MORGAN STANLEY, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., MML INVESTORS SERVICES, LLC, Aviance Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Hennion & Walsh Asset Management, Inc., and 9258 Wealth Management, LLC. This page lists 38 institutional shareholders reporting positions in this security for the Q1 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders

Q1 2021 holders

Holder diff

Investor	Q4 2020 Shares	Q1 2021 Shares	Share Diff	Share Chg %	Q4 2020 Value $	Q1 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.