ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,664,776
- Share change
- -174,783
- Total reported value
- $53,850,005
- Price per share
- $11.55
- Number of holders
- 34
- Value change
- -$2,017,852
- Number of buys
- 12
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
8.6%
|
1,166,980
|
$13,409,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
7.4%
|
999,569
|
$11,485,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6.7%
|
903,282
|
$10,379,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.8%
|
378,841
|
$4,353,000 | — | 30 Jun 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
1.3%
|
177,735
|
$2,042,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
158,154
|
$1,817,000 | — | 30 Jun 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.97%
|
131,559
|
$1,512,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.97%
|
130,774
|
$1,503,000 | — | 30 Jun 2020 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.69%
|
92,851
|
$1,067,000 | — | 30 Jun 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.58%
|
79,030
|
$908,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.58%
|
78,404
|
$901,000 | — | 30 Jun 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.5%
|
67,436
|
$775,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
51,625
|
$593,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.35%
|
47,927
|
$551,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.35%
|
47,059
|
$541,000 | — | 30 Jun 2020 | |
| Total Clarity Wealth Management, Inc. |
13F
|
Company |
0.32%
|
42,931
|
$493,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.29%
|
38,906
|
$447,000 | — | 30 Jun 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.25%
|
34,442
|
$396,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.25%
|
33,597
|
$386,000 | — | 30 Jun 2020 | |
| FOUNDATIONS INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.24%
|
31,807
|
$371,000 | — | 30 Jun 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.22%
|
29,216
|
$336,000 | — | 30 Jun 2020 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.17%
|
22,557
|
$259,000 | — | 30 Jun 2020 | |
| Trek Financial, LLC |
13F
|
Company |
0.16%
|
21,531
|
$247,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.13%
|
17,655
|
$203,000 | — | 30 Jun 2020 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.13%
|
16,978
|
$195,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$138,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
10,969
|
$126,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
7,773
|
$89,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.03%
|
4,100
|
$47,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
2,696
|
$31,000 | — | 30 Jun 2020 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
745
|
$9,000 | — | 30 Jun 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
300
|
$3,000 | — | 30 Jun 2020 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
130
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2020
As of 30 Sep 2020,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,664,776 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Raymond James Financial Services Advisors, Inc., MML INVESTORS SERVICES, LLC, Aviance Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Ashton Thomas Private Wealth, LLC, and 9258 Wealth Management, LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
33
Q3 2020 holders
34
Holder diff
1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.