How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value in Q3 2020?

34 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value for Q3 2020. Use the holders table for investor-level position and value details.

ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value used to aggregate holder disclosures.

CUSIP: 289074106

Q3 2020 13F Holders as of 30 Sep 2020

Security type / class: Equity / Common Shares, $0.01 par value
Total 13F shares: 4,664,776
Total 13F value: $53,850,005
Share change: -174,783
SEC-reported price per share: $11.55
Number of holders: 34
Value change: -$2,017,852
Number of buys: 12
Number of sells: 16
Shares outstanding: 13,514,911

Security key

289074106

Report period

Q3 2020

Institutions

Top holders

ECF full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2025 ELLSWORTH GROWTH & INCOME FUND LTD SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 289074106

Newer quarter: Q3 2025

Recent filing periods:

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Advisors Asset Management...

Disclosed value leader

Advisors Asset Management...

Comparable rows

0/15

Latest evidence

30 Jun 2020

13F Highest disclosed value: $13,408,600 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Advisors Asset Management, Inc. has the largest disclosed position value at $13.41M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Advisors Asset Management, Inc.'s linked filing trail.

Disclosed position value Top 5

Advisors Asset Management, Inc. $13.41M

MORGAN STANLEY $11.48M

WELLS FARGO & COMPANY/MN $10.38M

GUGGENHEIM CAPITAL LLC $4.35M

MML INVESTORS SERVICES, LLC $2.04M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Advisors Asset Management, Inc.	13F Company 13F	— denominator unverified	$13,408,600 1,166,980 shares	—	30 Jun 2020
MORGAN STANLEY	13F Company 13F	— denominator unverified	$11,485,000 999,569 shares	—	30 Jun 2020
WELLS FARGO & COMPANY/MN	13F Company 13F	— denominator unverified	$10,379,000 903,282 shares	—	30 Jun 2020
GUGGENHEIM CAPITAL LLC	13F Company 13F	— denominator unverified	$4,353,000 378,841 shares	—	30 Jun 2020
MML INVESTORS SERVICES, LLC	13F Company 13F	— denominator unverified	$2,042,000 177,735 shares	—	30 Jun 2020
RAYMOND JAMES & ASSOCIATES	13F Company 13F	— denominator unverified	$1,817,000 158,154 shares	—	30 Jun 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

4,664,776

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2026 Across Filers

Q2 2026 holders

Q3 2020 holders

Holder diff

-17

Investor	Q2 2026 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2026 value	Q3 2020 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend