ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 5,076,699
- Share change
- +16,117
- Total reported value
- $53,257,638
- Price per share
- $10.49
- Number of holders
- 38
- Value change
- +$202,481
- Number of buys
- 12
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.2%
|
1,113,570
|
$11,425,000 | — | 30 Jun 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
6.2%
|
839,895
|
$8,617,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.8%
|
645,258
|
$6,621,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
4%
|
538,610
|
$5,526,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
3.1%
|
418,389
|
$4,293,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.4%
|
186,927
|
$1,918,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.88%
|
118,766
|
$1,219,000 | — | 30 Jun 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.85%
|
114,275
|
$1,172,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.8%
|
108,043
|
$1,109,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.76%
|
103,175
|
$1,058,000 | — | 30 Jun 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.73%
|
98,114
|
$1,007,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.6%
|
80,910
|
$830,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.56%
|
75,880
|
$778,000 | — | 30 Jun 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.56%
|
75,763
|
$777,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.56%
|
75,323
|
$773,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.54%
|
72,430
|
$743,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.44%
|
58,961
|
$605,000 | — | 30 Jun 2019 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.38%
|
51,411
|
$527,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.33%
|
43,945
|
$451,000 | — | 30 Jun 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.22%
|
29,216
|
$300,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
22,930
|
$235,000 | — | 30 Jun 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.17%
|
22,840
|
$234,000 | — | 30 Jun 2019 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.16%
|
21,557
|
$221,000 | — | 30 Jun 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.13%
|
18,000
|
$185,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.13%
|
17,655
|
$181,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
15,828
|
$162,000 | — | 30 Jun 2019 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.11%
|
15,236
|
$162,000 | — | 30 Jun 2019 | |
| Old Port Advisors |
13F
|
Company |
0.09%
|
12,694
|
$131,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.09%
|
12,000
|
$124,000 | — | 30 Jun 2019 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
0.09%
|
11,900
|
$122,000 | — | 30 Jun 2019 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.08%
|
11,458
|
$118,000 | — | 30 Jun 2019 | |
| KCS Wealth Advisory |
13F
|
Company |
0.08%
|
11,119
|
$114,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
7,006
|
$72,000 | — | 30 Jun 2019 | |
| Capital Investment Advisory Services, LLC |
13F
|
Company |
0.03%
|
4,480
|
$47,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,000
|
$21,000 | — | 30 Jun 2019 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.01%
|
1,367
|
$14,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,333
|
$14,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
823
|
$8,000 | — | 30 Jun 2019 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.01%
|
750
|
$8,000 | — | 30 Jun 2019 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.01%
|
745
|
$8,000 | — | 30 Jun 2019 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q3 2019
As of 30 Sep 2019,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,076,699 shares.
The largest 10 holders included
MORGAN STANLEY, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, UBS Group AG, GUGGENHEIM CAPITAL LLC, RAYMOND JAMES & ASSOCIATES, MML INVESTORS SERVICES, LLC, Invesco Ltd., Aviance Capital Partners, LLC, and Raymond James Financial Services Advisors, Inc..
This page lists
38
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
40
Q3 2019 holders
38
Holder diff
-2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.