ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)

Q: What does CUSIP 289074106 represent in this 13F holders report?

CUSIP 289074106 is the security identifier for ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in Q4 2018?

38 institutional investors reported ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest for Q4 2018. Use the holders table for investor-level position and value details.

CUSIP: 289074106

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 13,520,057
Total 13F shares: 4,627,729
Share change: +180,248
Total reported value: $39,759,000
Price per share: $8.59
Number of holders: 38
Value change: +$1,338,551
Number of buys: 22
Number of sells: 11

Quarterly Holders Quick Answers

What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 289074106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	7.5%	1,017,700	$10,492,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	5.9%	794,964	$8,196,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	4.6%	627,353	$6,468,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	4.4%	596,991	$6,155,000	—	30 Sep 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	2.9%	387,850	$3,999,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.6%	212,533	$2,191,000	—	30 Sep 2018	13F
Aviance Capital Partners, LLC	13F	Company	0.8%	108,337	$1,117,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.73%	99,009	$1,021,000	—	30 Sep 2018	13F
Institute for Wealth Management, LLC.	13F	Company	0.64%	86,146	$888,000	—	30 Sep 2018	13F
ALTFEST L J & CO INC	13F	Company	0.57%	77,163	$796,000	—	30 Sep 2018	13F
HighTower Advisors, LLC	13F	Company	0.44%	59,878	$623,000	—	30 Sep 2018	13F
LPL Financial LLC	13F	Company	0.22%	29,534	$304,000	—	30 Sep 2018	13F
Relative Value Partners Group, LLC	13F	Company	0.22%	29,216	$301,000	—	30 Sep 2018	13F
MERIDIAN INVESTMENT COUNSEL INC.	13F	Company	0.19%	25,157	$259,000	—	30 Sep 2018	13F
Private Advisor Group, LLC	13F	Company	0.16%	21,697	$224,000	—	30 Sep 2018	13F
Invesco Ltd.	13F	Company	0.14%	18,945	$195,000	—	30 Sep 2018	13F
Baird Financial Group, Inc.	13F	Company	0.14%	18,255	$188,000	—	30 Sep 2018	13F
RAYMOND JAMES TRUST N.A.	13F	Company	0.13%	17,655	$182,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.12%	16,619	$171,000	—	30 Sep 2018	13F
Parallel Advisors, LLC	13F	Company	0.1%	14,053	$145,000	—	30 Sep 2018	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.09%	12,000	$124,000	—	30 Sep 2018	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.09%	11,973	$123,000	—	30 Sep 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.08%	11,236	$116,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	0.08%	11,202	$115,000	—	30 Sep 2018	13F
KCS Wealth Advisory	13F	Company	0.08%	11,119	$115,000	—	30 Sep 2018	13F
IFP Advisors, Inc	13F	Company	0.05%	6,590	$68,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.02%	3,000	$31,000	—	30 Sep 2018	13F
Royal Fund Management, LLC	13F	Company	0.01%	1,367	$14,000	—	30 Sep 2018	13F
Advisor Group, Inc.	13F	Company	0.01%	1,333	$14,000	—	30 Sep 2018	13F
FIRST HAWAIIAN BANK	13F	Company	0.01%	1,030	$11,000	—	30 Sep 2018	13F
Quad-Cities Investment Group, LLC	13F	Company	0.01%	812	$8,000	—	30 Sep 2018	13F
SIGNATUREFD, LLC	13F	Company	0.01%	760	$8,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	0%	201	$2,000	—	30 Sep 2018	13F

Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q4 2018

As of 31 Dec 2018, ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,627,729 shares. The largest 10 holders included MORGAN STANLEY, Advisors Asset Management, Inc., UBS Group AG, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, RAYMOND JAMES & ASSOCIATES, Aviance Capital Partners, LLC, 9258 Wealth Management, LLC, Raymond James Financial Services Advisors, Inc., and ALTFEST L J & CO INC. This page lists 38 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.