Q4 2018 13F Holders as of 31 Dec 2018
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Type / Class
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Equity / Common Shares, $0.01 par value
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Shares outstanding
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13,674,695
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Number of holders
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38
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Total 13F shares, excl. options
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4,627,729
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Shares change
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+180,248
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Total reported value, excl. options
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$39,759,000
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Value change
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+$1,338,551
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Number of buys
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22
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Number of sells
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-11
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Price
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$8.59
Significant Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) as of Q4 2018
42 filings reported holding ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value as of Q4 2018.
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares, $0.01 par value (ECF) has 38 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4,627,729 shares
of 13,674,695 outstanding shares and own 33.84% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1,072,279 shares), Advisors Asset Management, Inc. (870,054 shares), UBS Group AG (633,504 shares), WELLS FARGO & COMPANY/MN (569,783 shares), GUGGENHEIM CAPITAL LLC (361,704 shares), RAYMOND JAMES & ASSOCIATES (198,472 shares), Aviance Capital Partners, LLC (110,057 shares), 9258 Wealth Management, LLC (101,417 shares), Raymond James Financial Services Advisors, Inc. (100,631 shares), and ALTFEST L J & CO INC (67,313 shares).
This table shows the top 38 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.