ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF)
CUSIP: 289074106
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 13,520,057
- Total 13F shares
- 4,218,536
- Share change
- -128,326
- Total reported value
- $38,562,000
- Price per share
- $9.15
- Number of holders
- 31
- Value change
- -$1,231,867
- Number of buys
- 11
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 289074106?
CUSIP 289074106 identifies ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 289074106:
Top shareholders of ECF - ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.8%
|
1,057,807
|
$9,954,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
6.1%
|
825,557
|
$7,769,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
4.2%
|
570,936
|
$5,373,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.6%
|
354,685
|
$3,338,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.4%
|
330,231
|
$3,107,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
196,541
|
$1,849,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.4%
|
194,755
|
$1,829,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.2%
|
163,148
|
$1,535,000 | — | 31 Dec 2017 | |
| ALTFEST L J & CO INC |
13F
|
Company |
0.69%
|
93,882
|
$883,000 | — | 31 Dec 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.65%
|
87,290
|
$820,000 | — | 31 Dec 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.62%
|
83,497
|
$786,000 | — | 31 Dec 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.58%
|
79,071
|
$744,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.46%
|
61,771
|
$584,000 | — | 31 Dec 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.33%
|
44,108
|
$415,000 | — | 31 Dec 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.31%
|
42,298
|
$398,000 | — | 31 Dec 2017 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.19%
|
25,157
|
$237,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
25,487
|
$236,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
17,460
|
$164,000 | — | 31 Dec 2017 | |
| 6 Meridian |
13F
|
Company |
0.13%
|
17,009
|
$160,000 | — | 31 Dec 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.1%
|
13,719
|
$129,000 | — | 31 Dec 2017 | |
| KCS Wealth Advisory |
13F
|
Company |
0.1%
|
13,194
|
$124,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
11,500
|
$108,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
11,040
|
$104,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
8,876
|
$84,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
7,000
|
$66,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
3,727
|
$35,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.02%
|
2,598
|
$24,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,333
|
$13,000 | — | 31 Dec 2017 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.01%
|
1,367
|
$12,000 | — | 31 Dec 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
1,154
|
$11,000 | — | 31 Dec 2017 | |
| Corbenic Partners LLC |
13F
|
Company |
0.01%
|
800
|
$8,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
664
|
$6,000 | — | 31 Dec 2017 |
Institutional Holders of ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) as of Q1 2018
As of 31 Mar 2018,
ELLSWORTH GROWTH & INCOME FUND LTD - Common Shares of Beneficial Interest (ECF) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,218,536 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., ALTFEST L J & CO INC, Aviance Capital Partners, LLC, and Institute for Wealth Management, LLC..
This page lists
31
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
32
Q1 2018 holders
31
Holder diff
-1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.