Ellington Financial Inc. - Common Stock (EFC)
CUSIP: 28852N109
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 107,517,497
- Total 13F shares
- 32,912
- Share change
- +612
- Total reported value
- $548,643
- Price per share
- $16.67
- Number of holders
- 1
- Value change
- +$10,202
- Number of buys
- 1
Quarterly Holders Quick Answers
What is CUSIP 28852N109?
CUSIP 28852N109 identifies EFC - Ellington Financial Inc. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 28852N109:
Top shareholders of EFC - Ellington Financial Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
—
class O/S missing
|
4,634,620
|
$79,391,000 | — | 30 Jun 2016 | |
| STATE OF MICHIGAN RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
1,544,778
|
$26,462,000 | — | 30 Jun 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
1,227,784
|
$21,032,000 | — | 30 Jun 2016 | |
| Omega Advisors Inc. |
13F
|
Company |
—
class O/S missing
|
1,225,000
|
$20,984,000 | — | 30 Jun 2016 | |
| AMERICAN FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,049,853
|
$17,984,000 | — | 30 Jun 2016 | |
| ELLINGTON MANAGEMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
978,613
|
$16,764,000 | — | 30 Jun 2016 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
853,726
|
$14,624,000 | — | 30 Jun 2016 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
549,787
|
$9,418,000 | — | 30 Jun 2016 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
442,344
|
$7,577,000 | — | 30 Jun 2016 | |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
400,711
|
$6,864,000 | — | 30 Jun 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
350,000
|
$5,996,000 | — | 30 Jun 2016 | |
| Global X Management CO LLC |
13F
|
Company |
—
class O/S missing
|
341,459
|
$5,849,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
272,840
|
$4,674,000 | — | 30 Jun 2016 | |
| Petrus Trust Company, LTA |
13F
|
Company |
—
class O/S missing
|
250,000
|
$4,283,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
227,027
|
$3,889,000 | — | 30 Jun 2016 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
202,850
|
$3,475,000 | — | 30 Jun 2016 | |
| Reservoir Operations, L.P. |
13F
|
Company |
—
class O/S missing
|
183,210
|
$3,138,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
131,981
|
$2,261,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
121,645
|
$2,083,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
93,000
|
$1,593,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
55,861
|
$957,000 | — | 30 Jun 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
40,264
|
$689,000 | — | 30 Jun 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
39,730
|
$681,000 | — | 30 Jun 2016 | |
| WASATCH ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
35,879
|
$615,000 | — | 30 Jun 2016 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0.03%
|
32,300
|
$553,299 | — | 30 Jun 2016 | |
| DEERE & CO |
13F
|
Company |
—
class O/S missing
|
25,366
|
$435,000 | — | 30 Jun 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
25,000
|
$428,000 | — | 30 Jun 2016 | |
| EJF Capital LP |
13F
|
Company |
—
class O/S missing
|
23,771
|
$407,000 | — | 30 Jun 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
19,115
|
$327,000 | — | 30 Jun 2016 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
18,000
|
$308,000 | — | 30 Jun 2016 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,029
|
$292,000 | — | 30 Jun 2016 | |
| PEAK6 Group LLC |
13F
|
Company |
—
class O/S missing
|
15,580
|
$267,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
14,271
|
$244,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
12,150
|
$208,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
8,333
|
$143,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
5,284
|
$91,000 | — | 30 Jun 2016 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
4,472
|
$77,000 | — | 30 Jun 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
3,749
|
$64,000 | — | 30 Jun 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
3,036
|
$52,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
2,806
|
$48,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,900
|
$33,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,630
|
$27,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
1,413
|
$24,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
1,000
|
$17,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
884
|
$15,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
326
|
$6,000 | — | 30 Jun 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
—
class O/S missing
|
300
|
$5,000 | — | 30 Jun 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
150
|
$2,000 | — | 30 Jun 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
109
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of Ellington Financial Inc. - Common Stock (EFC) as of Q3 2016
As of 30 Sep 2016,
Ellington Financial Inc. - Common Stock (EFC) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
32,912 shares.
The largest 1 holders included
Anchor Investment Management, LLC.
This page lists
1
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
1
Q3 2016 holders
1
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.