Security key
27829G106
Eaton Vance Risk-Managed Diversified Equity Income Fund - COM (ETJ)
CUSIP: 27829G106
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 14,017,024
- Share change
- -2,369,867
- Total reported value
- $163,849,988
- Price per share
- $11.69
- Number of holders
- 62
- Value change
- -$27,398,970
- Number of buys
- 28
- Number of sells
- 39
Report period
Q3 2014
Institutions
62
Top holders
10
ETJ full security history
Newer quarter: Q4 2014
Previous quarter: Q2 2014
Eaton Vance Risk-Managed Diversified Equity Income Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 27829G106
Recent filing periods:
Top shareholders of ETJ - Eaton Vance Risk-Managed Diversified Equity Income Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
3,076,016
|
$35,497,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
2,874,397
|
$33,170,000 | — | 30 Jun 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
1,923,871
|
$22,201,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,342,187
|
$15,489,000 | — | 30 Jun 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
614,898
|
$7,096,000 | — | 30 Jun 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
568,506
|
$6,561,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
524,705
|
$6,055,000 | — | 30 Jun 2014 | |
| Aris Wealth Services, Inc. |
13F
|
Company |
—
class O/S missing
|
418,828
|
$4,833,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
354,962
|
$4,096,000 | — | 30 Jun 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
328,976
|
$3,796,000 | — | 30 Jun 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
328,192
|
$3,787,000 | — | 30 Jun 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
308,861
|
$3,564,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
287,203
|
$3,314,000 | — | 30 Jun 2014 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
250,000
|
$2,887,000 | — | 30 Jun 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
245,400
|
$2,832,000 | — | 30 Jun 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
228,037
|
$2,632,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
192,953
|
$2,227,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
185,410
|
$2,140,000 | — | 30 Jun 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
170,593
|
$1,969,000 | — | 30 Jun 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
168,794
|
$1,948,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
165,241
|
$1,907,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
162,804
|
$1,879,000 | — | 30 Jun 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
131,594
|
$1,519,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
123,563
|
$1,426,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
109,177
|
$1,260,000 | — | 30 Jun 2014 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
104,165
|
$1,191,000 | — | 30 Jun 2014 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
95,407
|
$1,101,000 | — | 30 Jun 2014 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
—
class O/S missing
|
84,567
|
$976,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
77,366
|
$893,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
74,189
|
$856,000 | — | 30 Jun 2014 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$808,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
68,003
|
$785,000 | — | 30 Jun 2014 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
58,846
|
$679,000 | — | 30 Jun 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
56,451
|
$651,000 | — | 30 Jun 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
49,300
|
$569,000 | — | 30 Jun 2014 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
46,442
|
$536,000 | — | 30 Jun 2014 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
46,000
|
$531,000 | — | 30 Jun 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
44,121
|
$509,000 | — | 30 Jun 2014 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,054
|
$428,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
33,263
|
$384,000 | — | 30 Jun 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
32,050
|
$371,000 | — | 30 Jun 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
28,900
|
$334,000 | — | 30 Jun 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
28,735
|
$331,602 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
27,096
|
$313,000 | — | 30 Jun 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
25,202
|
$290,831 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
23,015
|
$266,000 | — | 30 Jun 2014 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
22,925
|
$264,555 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
37,614
|
$217,496 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
18,146
|
$209,405 | — | 30 Jun 2014 | |
| United Asset Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
15,425
|
$178,000 | — | 30 Jun 2014 |
Institutional Holders of Eaton Vance Risk-Managed Diversified Equity Income Fund - COM (ETJ) as of Q3 2014
As of 30 Sep 2014,
Eaton Vance Risk-Managed Diversified Equity Income Fund - COM (ETJ) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,017,024 shares.
The largest 10 holders included
UBS AG, Relative Value Partners, LLC, Parametric Portfolio Associates LLC, MORGAN STANLEY, Invesco Ltd., Aris Wealth Services, Inc., WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, Index Management Solutions, LLC, and 1832 Asset Management L.P..
This page lists
62
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
70
Q3 2014 holders
62
Holder diff
-8
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.