DUFF & PHELPS - EXCHANGE TRADED (DUC)

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class
Debt / EXCHANGE TRADED
Unit price / market price
$10.02
Total 13F principal
$17,022,007
Principal change
-$147,537
Total reported value
$170,559,010
Number of holders
35
Value change
-$918,792
Number of buys
11
Number of sells
17

Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q4 2020

As of 31 Dec 2020 DUFF & PHELPS - EXCHANGE TRADED (DUC) had 35 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions held a total of $17,022,007 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Karpus Management, Inc., SIT INVESTMENT ASSOCIATES INC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, Clough Capital Partners L P, Lido Advisors, LLC, Dakota Wealth Management, GUGGENHEIM CAPITAL LLC, and BANK OF AMERICA CORP /DE/.
This table shows 35 bond principal holders of the security as of 31 Dec 2020.
Investor Option Weight % Change % Value $ * Price $ Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.