Q3 2020 13F Holders as of 30 Sep 2020
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Unit price / market price
-
$9.23
-
Total 13F principal
-
$17,169,256
-
Principal change
-
+$332,334
-
Total reported value
-
$158,472,615
-
Number of holders
-
35
-
Value change
-
+$3,070,353
-
Number of buys
-
16
-
Number of sells
-
7
Institutional Holders of DUFF & PHELPS - EXCHANGE TRADED (DUC) as of Q3 2020
As of 30 Sep 2020 DUFF & PHELPS - EXCHANGE TRADED (DUC) had 35 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of $17,169,256 principal (par value or face value) of the bond of the company.
Largest 10 bondholders included Karpus Management, Inc., 1607 Capital Partners, LLC, SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, SHELTON CAPITAL MANAGEMENT, ICON ADVISERS INC/CO, GUGGENHEIM CAPITAL LLC, Dakota Wealth Management, and Lido Advisors, LLC.
This table shows 35 bond principal holders of the security as of 30 Sep 2020.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.