Security key
25862D105
DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (DLY)
CUSIP: 25862D105
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 48,788,280
- Total 13F shares
- 9,657,959
- Share change
- -697,271
- Total reported value
- $143,653,553
- Price per share
- $14.87
- Number of holders
- 72
- Value change
- -$10,256,822
- Number of buys
- 40
- Number of sells
- 24
Report period
Q4 2023
Institutions
72
Top holders
10
DLY full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
DoubleLine Yield Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 25862D105
Recent filing periods:
Top shareholders of DLY - DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
4.7%
|
2,278,412
|
$33,561,009 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
3.4%
|
1,639,900
|
$24,155,727 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2%
|
972,769
|
$14,328,890 | — | 30 Sep 2023 | |
| Herr Investment Group LLC |
13F
|
Company |
1.4%
|
693,783
|
$10,219,424 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
685,348
|
$10,094,000 | — | 30 Sep 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.92%
|
448,431
|
$6,608,000 | — | 30 Sep 2023 | |
| Penserra Capital Management LLC |
13F
|
Company |
0.85%
|
415,655
|
$6,122,000 | — | 30 Sep 2023 | |
| IEQ CAPITAL, LLC |
13F
|
Company |
0.62%
|
303,175
|
$4,465,768 | — | 30 Sep 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.56%
|
271,007
|
$3,992,000 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.49%
|
237,724
|
$3,501,671 | — | 30 Sep 2023 | |
| Pettinga Financial Advisors LLC |
13F
|
Company |
0.42%
|
204,957
|
$3,019,019 | — | 30 Sep 2023 | |
| Penn Mutual Asset Management |
13F
|
Company |
0.41%
|
199,841
|
$2,943,658 | — | 30 Sep 2023 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
0.36%
|
176,665
|
$2,602,278 | — | 30 Sep 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.33%
|
162,122
|
$2,388,069 | — | 30 Sep 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.31%
|
149,540
|
$2,202,724 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.3%
|
148,603
|
$2,188,923 | — | 30 Sep 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.27%
|
132,859
|
$1,957,000 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
115,491
|
$1,701,183 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
101,256
|
$1,491,499 | — | 30 Sep 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
0.19%
|
91,625
|
$1,349,636 | — | 30 Sep 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
62,567
|
$922,000 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.11%
|
54,818
|
$807,489 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
52,512
|
$774,000 | — | 30 Sep 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.11%
|
51,296
|
$755,590 | — | 30 Sep 2023 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.09%
|
46,200
|
$680,526 | — | 30 Sep 2023 | |
| JOURNEY STRATEGIC WEALTH LLC |
13F
|
Company |
0.09%
|
45,113
|
$664,515 | — | 30 Sep 2023 | |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC |
13F
|
Company |
0.09%
|
42,591
|
$627,365 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
42,304
|
$623,141 | — | 30 Sep 2023 | |
| Pathway Financial Advisers, LLC |
13F
|
Company |
0.08%
|
36,679
|
$540,329 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.07%
|
34,833
|
$513,090 | — | 30 Sep 2023 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.07%
|
33,400
|
$491,982 | — | 30 Sep 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.06%
|
29,317
|
$431,842 | — | 30 Sep 2023 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.05%
|
25,358
|
$373,527 | — | 30 Sep 2023 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0.05%
|
24,933
|
$367,249 | — | 30 Sep 2023 | |
| Summit X, LLC |
13F
|
Company |
0.05%
|
24,430
|
$359,901 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.05%
|
24,370
|
$358,970 | — | 30 Sep 2023 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
0.05%
|
24,144
|
$355,642 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.05%
|
22,077
|
$325,192 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.04%
|
20,970
|
$308,888 | — | 30 Sep 2023 | |
| Allie Family Office LLC |
13F
|
Company |
0.04%
|
20,000
|
$294,600 | — | 30 Sep 2023 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.04%
|
17,259
|
$254,229 | — | 30 Sep 2023 | |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
17,137
|
$252,428 | — | 30 Sep 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
14,700
|
$216,531 | — | 30 Sep 2023 | |
| Avidian Wealth Enterprises, LLC |
13F
|
Company |
0.03%
|
14,000
|
$206,220 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
13,635
|
$200,839 | — | 30 Sep 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.03%
|
12,502
|
$184,155 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0.02%
|
10,126
|
$149,156 | — | 30 Sep 2023 | |
| Activest Wealth Management |
13F
|
Company |
0.01%
|
4,822
|
$71,025 | — | 30 Sep 2023 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.01%
|
4,350
|
$64,000 | — | 30 Sep 2023 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.01%
|
2,600
|
$38,298 | — | 30 Sep 2023 |
Institutional Holders of DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (DLY) as of Q4 2023
As of 31 Dec 2023,
DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (DLY) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,657,959 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, ROYAL BANK OF CANADA, Herr Investment Group LLC, HighTower Advisors, LLC, Penserra Capital Management LLC, IEQ CAPITAL, LLC, COHEN & STEERS, INC., and BANK OF AMERICA CORP /DE/.
This page lists
72
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
62
Q4 2023 holders
72
Holder diff
10
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.