Security key
25862D105
DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (DLY)
CUSIP: 25862D105
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 48,788,280
- Total 13F shares
- 10,266,383
- Share change
- -726,170
- Total reported value
- $151,225,185
- Price per share
- $14.73
- Number of holders
- 62
- Value change
- -$10,683,589
- Number of buys
- 35
- Number of sells
- 14
Report period
Q3 2023
Institutions
62
Top holders
10
DLY full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
DoubleLine Yield Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 25862D105
Recent filing periods:
Top shareholders of DLY - DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.4%
|
2,656,860
|
$38,604,176 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
3.4%
|
1,666,176
|
$24,209,537 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
806,934
|
$11,724,760 | — | 30 Jun 2023 | |
| Penserra Capital Management LLC |
13F
|
Company |
1.6%
|
796,640
|
$11,575,000 | — | 30 Jun 2023 | |
| Herr Investment Group LLC |
13F
|
Company |
1.4%
|
692,467
|
$10,061,546 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
681,475
|
$9,902,000 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.88%
|
427,203
|
$6,208,000 | — | 30 Jun 2023 | |
| IEQ CAPITAL, LLC |
13F
|
Company |
0.62%
|
303,175
|
$4,405,133 | — | 30 Jun 2023 | |
| Pettinga Financial Advisors LLC |
13F
|
Company |
0.57%
|
276,127
|
$4,012,121 | — | 30 Jun 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.56%
|
271,007
|
$3,938,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.49%
|
236,930
|
$3,442,587 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.42%
|
204,385
|
$2,969,714 | — | 30 Jun 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
0.41%
|
202,186
|
$2,937,762 | — | 30 Jun 2023 | |
| Penn Mutual Asset Management |
13F
|
Company |
0.41%
|
199,841
|
$2,903,690 | — | 30 Jun 2023 | |
| Consolidated Portfolio Review Corp |
13F
|
Company |
0.35%
|
168,625
|
$2,450,122 | — | 30 Jun 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.32%
|
158,514
|
$2,303,217 | — | 30 Jun 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.3%
|
147,444
|
$2,106,975 | — | 30 Jun 2023 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.27%
|
132,859
|
$1,930,000 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.22%
|
107,494
|
$1,561,887 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
102,419
|
$1,488,158 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
101,406
|
$1,473,429 | — | 30 Jun 2023 | |
| ARBOR CAPITAL MANAGEMENT INC /ADV |
13F
|
Company |
0.14%
|
67,936
|
$988,469 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
56,269
|
$818,000 | — | 30 Jun 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.1%
|
50,616
|
$735,000 | — | 30 Jun 2023 | |
| EVOKE WEALTH, LLC |
13F
|
Company |
0.09%
|
46,200
|
$671,286 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
40,904
|
$594,333 | — | 30 Jun 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.08%
|
40,754
|
$592,155 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
40,157
|
$583,501 | — | 30 Jun 2023 | |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC |
13F
|
Company |
0.07%
|
33,294
|
$483,762 | — | 30 Jun 2023 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.07%
|
33,200
|
$482,396 | — | 30 Jun 2023 | |
| Summit X, LLC |
13F
|
Company |
0.06%
|
27,920
|
$405,728 | — | 30 Jun 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
25,200
|
$366,156 | — | 30 Jun 2023 | |
| JOURNEY STRATEGIC WEALTH LLC |
13F
|
Company |
0.05%
|
23,113
|
$335,833 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
21,020
|
$305,427 | — | 30 Jun 2023 | |
| Allie Family Office LLC |
13F
|
Company |
0.04%
|
20,000
|
$290,600 | — | 30 Jun 2023 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0.04%
|
17,253
|
$250,687 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.03%
|
16,746
|
$243,319 | — | 30 Jun 2023 | |
| Avidian Wealth Enterprises, LLC |
13F
|
Company |
0.03%
|
14,000
|
$203,420 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.03%
|
13,214
|
$192,007 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
11,495
|
$167,022 | — | 30 Jun 2023 | |
| Activest Wealth Management |
13F
|
Company |
0.01%
|
4,707
|
$89,991 | — | 30 Jun 2023 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.01%
|
3,350
|
$49,000 | — | 30 Jun 2023 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.01%
|
3,000
|
$43,590 | — | 30 Jun 2023 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0%
|
1,158
|
$17,000 | — | 30 Jun 2023 | |
| Larson Financial Group LLC |
13F
|
Company |
0%
|
839
|
$12,191 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
670
|
$9,735 | — | 30 Jun 2023 | |
| Moisand Fitzgerald Tamayo, LLC |
13F
|
Company |
0%
|
500
|
$7,265 | — | 30 Jun 2023 | |
| Glass Jacobson Investment Advisors llc |
13F
|
Company |
0%
|
455
|
$6,612 | — | 30 Jun 2023 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
450
|
$6,539 | — | 30 Jun 2023 | |
| Raleigh Capital Management Inc. |
13F
|
Company |
0%
|
360
|
$5,231 | — | 30 Jun 2023 |
Institutional Holders of DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (DLY) as of Q3 2023
As of 30 Sep 2023,
DoubleLine Yield Opportunities Fund - Common Shares of Beneficial Interest (DLY) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,266,383 shares.
The largest 10 holders included
MORGAN STANLEY, UBS Group AG, WELLS FARGO & COMPANY/MN, Herr Investment Group LLC, Royal Bank of Canada, HighTower Advisors, LLC, Penserra Capital Management LLC, IEQ CAPITAL, LLC, COHEN & STEERS, INC., and BANK OF AMERICA CORP /DE/.
This page lists
62
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
51
Q3 2023 holders
62
Holder diff
11
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.