Daiwa Securities Group Inc. - SPONSORED ADR (DSEEY)

CUSIP: 234064301

Q3 2021 13F Holders as of 30 Sep 2021

Security type / class
Equity / SPONSORED ADR
Total 13F shares
24,711
Total 13F value
$146,000
Share change
-65
SEC-reported price per share
$5.89
Number of holders
3
Value change
-$392
Number of sells
1

Security key

234064301

Report period

Q3 2021

Institutions

3

Top holders

3

DSEEY full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2021 Previous quarter: Q2 2021 Daiwa Securities Group Inc. SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of DSEEY - Daiwa Securities Group Inc. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
GREAT LAKES ADVISORS, LLC
Disclosed value leader
GREAT LAKES ADVISORS, LLC
Comparable rows
0/3
Latest evidence
30 Jun 2021
13F Highest disclosed value: $105,000 3 rows are not safely comparable across share classes.

Quick read

GREAT LAKES ADVISORS, LLC has the largest disclosed position value at $105K.

0 of 3 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens GREAT LAKES ADVISORS, LLC's linked filing trail.
Disclosed position value Top 3
GREAT LAKES ADVISORS, LLC $105K
Private Capital Group, LLC $30K
CAPTRUST FINANCIAL ADVISORS $2K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-3 of 3 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
GREAT LAKES ADVISORS, LLC
13F
Company
13F
—
class O/S missing
$105,000
19,028 shares
 — 30 Jun 2021
Private Capital Group, LLC
13F
Company
13F
—
class O/S missing
$30,000
5,370 shares
 — 30 Jun 2021
CAPTRUST FINANCIAL ADVISORS
13F
Company
13F
—
class O/S missing
$2,000
378 shares
 — 30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
3
Shares
24,711
Rows available
3
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
3
Q3 2021 holders
3
Holder diff
0
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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