Security key
23334J107
DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF)
CUSIP: 23334J107
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,962,529
- Total 13F shares
- 3,996,539
- Share change
- +181,159
- Total reported value
- $55,751,000
- Price per share
- $13.95
- Number of holders
- 25
- Value change
- +$2,507,880
- Number of buys
- 6
- Number of sells
- 12
Report period
Q1 2020
Institutions
25
Top holders
10
DTF full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
DTF TAX-FREE INCOME 2028 TERM FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 23334J107
Recent filing periods:
Top shareholders of DTF - DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
30%
|
2,067,952
|
$30,606,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
5.7%
|
393,915
|
$5,829,000 | — | 31 Dec 2019 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
4.4%
|
308,941
|
$4,572,000 | — | 31 Dec 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.7%
|
254,857
|
$3,772,000 | — | 31 Dec 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.4%
|
94,738
|
$1,402,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
93,604
|
$1,385,000 | — | 31 Dec 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
85,533
|
$1,266,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.9%
|
62,500
|
$925,000 | — | 31 Dec 2019 | |
| Garner Asset Management Corp |
13F
|
Company |
0.81%
|
56,450
|
$835,000 | — | 31 Dec 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.77%
|
53,501
|
$795,000 | — | 31 Dec 2019 | |
| Aristides Capital LLC |
13F
|
Company |
0.69%
|
48,000
|
$710,000 | — | 31 Dec 2019 | |
| Dakota Wealth Management |
13F
|
Company |
0.68%
|
47,203
|
$699,000 | — | 31 Dec 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.65%
|
45,249
|
$670,000 | — | 31 Dec 2019 | |
| Vivaldi Capital Management LP |
13F
|
Company |
0.61%
|
42,668
|
$631,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.59%
|
41,237
|
$610,000 | — | 31 Dec 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.51%
|
35,162
|
$520,000 | — | 31 Dec 2019 | |
| WESBANCO BANK INC |
13F
|
Company |
0.43%
|
30,000
|
$444,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.31%
|
21,546
|
$319,000 | — | 31 Dec 2019 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.21%
|
14,276
|
$211,000 | — | 31 Dec 2019 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
0.16%
|
11,186
|
$166,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
2,496
|
$37,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,450
|
$21,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
1,117
|
$17,000 | — | 31 Dec 2019 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
765
|
$11,000 | — | 31 Dec 2019 | |
| Prestige Wealth Management Group LLC |
13F
|
Company |
0.01%
|
400
|
$6,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
384
|
$6,000 | — | 31 Dec 2019 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0%
|
250
|
$4,000 | — | 31 Dec 2019 |
Institutional Holders of DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF) as of Q1 2020
As of 31 Mar 2020,
DTF TAX-FREE INCOME 2028 TERM FUND INC - Common Stock (DTF) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,996,539 shares.
The largest 10 holders included
Karpus Management, Inc., RiverNorth Capital Management, LLC, WELLS FARGO & COMPANY/MN, EATON VANCE MANAGEMENT, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Vivaldi Capital Management, LLC, PNC Financial Services Group, Inc., SIT INVESTMENT ASSOCIATES INC, and Dakota Wealth Management.
This page lists
25
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
27
Q1 2020 holders
25
Holder diff
-2
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.