COWEN GROUP INC NEW - CL A (COWN)

Q2 2014 13F Holders as of 6/30/2014

Type / Class: Equity / CL A
Number of holders: 133
Total Shares: 93.9M
Shares change: +1.63M
Total reported value, excl. options: $396M
Value change: +$5.45M
Put/Call ratio: 0
Number of buys: 73
Number of sells: -56
Price: $4.22

Investor	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period
ARIEL INVESTMENTS, LLC	0.52%	+0.05%	$42.3M	4.22	10M	+901K	+9.88%	6/30/2014
Fine Capital Partners, L.P.	2.51%	+0.01%	$27.1M	4.22	6.43M	+16.2K	+0.25%	6/30/2014
DIMENSIONAL FUND ADVISORS LP	0.02%	+0%	$21.9M	4.22	5.18M	+500K	+10.7%	6/30/2014
COWEN GROUP, INC.	3%	+0.12%	$19M	4.22	4.49M	+174K	+4.03%	6/30/2014
BlackRock Institutional Trust Company, N.A.	0%	+0%	$15.1M	4.22	3.57M	+178K	+5.26%	6/30/2014
ROYCE & ASSOCIATES LLC	0.04%		$14.5M	4.22	3.43M			6/30/2014
WCM INVESTMENT MANAGEMENT/CA	0.35%	0%	$14.1M	4.22	3.34M	-23.9K	-0.71%	6/30/2014
Arbiter Partners Capital Management LLC	3.9%	-0.03%	$13.8M	4.22	3.26M	-28K	-0.85%	6/30/2014
VANGUARD GROUP INC	0%	+0%	$12.6M	4.22	2.99M	+71K	+2.43%	6/30/2014
BlackRock Fund Advisors	0%	+0%	$12.1M	4.22	2.86M	+151K	+5.6%	6/30/2014
EAGLE ASSET MANAGEMENT INC	0.06%	-0.01%	$11.8M	4.22	2.8M	-406K	-12.7%	6/30/2014
BLAIR WILLIAM & CO/IL	0.02%	0%	$11.8M	4.22	2.79M	-77.8K	-2.71%	6/30/2014
NEW YORK STATE COMMON RETIREMENT FUND	0.02%	+0%	$10.5M	4.22	2.48M	+93.1K	+3.89%	6/30/2014
State Street Corp	0%	+0%	$10.1M	4.22	2.4M	+733K	+44%	6/30/2014
SYSTEMATIC FINANCIAL MANAGEMENT LP	0.06%	+0%	$9.21M	4.22	2.18M	+16.5K	+0.76%	6/30/2014
Glacier Peak Capital LLC	4.97%	-0.47%	$7.98M	4.22	1.89M	-180K	-8.69%	6/30/2014
Cumberland Partners Ltd	0.84%	-0.02%	$7.48M	4.22	1.77M	-31.7K	-1.76%	6/30/2014
PRINCIPAL FINANCIAL GROUP INC	0.01%	+0.01%	$7.29M	4.22	1.73M	+1.73M	NEW	6/30/2014
PUTNAM INVESTMENTS LLC	0.01%	0%	$6.32M	4.22	1.5M	-19.8K	-1.31%	6/30/2014
JPMORGAN CHASE & CO	0%	0%	$5.97M	4.22	1.42M	-26.8K	-1.86%	6/30/2014
CHARTWELL INVESTMENT PARTNERS, INC.	0.12%		$5.52M	4.22	1.31M			6/30/2014
WELLS FARGO & COMPANY/MN	0%	+0%	$5.28M	4.22	1.25M	+1.14M	+1023.6%	6/30/2014
D. E. Shaw & Co., Inc.	0.01%	+0%	$5.14M	4.22	1.22M	+318K	+35.4%	6/30/2014
CREDIT SUISSE AG/	0.01%	+0%	$5.12M	4.22	1.21M	+77.4K	+6.82%	6/30/2014
NOMURA HOLDINGS INC	0.04%	+0.04%	$5.05M	4.21	1.2M	+1.11M	+1185.9%	6/30/2014
MENDON CAPITAL ADVISORS CORP	2.82%	-3.01%	$4.83M	4.22	1.14M	-1.22M	-51.6%	6/30/2014
NORTHERN TRUST CORP	0%	0%	$4.71M	4.22	1.12M	-119K	-9.6%	6/30/2014
SG Americas Securities, LLC	0.03%	+0.03%	$4.55M	4.22	1.08M	+1.08M	NEW	6/30/2014
Adirondack Research & Management Inc.	1.41%	+0.08%	$4.17M	4.22	987K	+54.9K	+5.89%	6/30/2014
PERRITT CAPITAL MANAGEMENT INC	0.66%		$3.92M	4.22	928K			6/30/2014
DEUTSCHE BANK AG\	0%	+0%	$3.89M	4.22	921K	+777K	+537.7%	6/30/2014
Allianz Asset Management AG	0%	+0%	$3.03M	4.22	718K	+48.6K	+7.26%	6/30/2014
GARNET EQUITY CAPITAL HOLDINGS, INC.	2.34%	+1.09%	$2.95M	4.22	700K	+325K	+86.7%	6/30/2014
Nationwide Fund Advisors	0.01%	+0%	$2.89M	4.22	684K	+19.7K	+2.96%	6/30/2014
KENNEDY CAPITAL MANAGEMENT, INC.	0.05%	+0%	$2.88M	4.22	682K	+721	+0.11%	6/30/2014
RENAISSANCE TECHNOLOGIES LLC	0.01%	+0%	$2.65M	4.22	627K	+159K	+34.1%	6/30/2014
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE	0.11%	0%	$2.65M	4.22	627K	-3.67K	-0.58%	6/30/2014
GEODE CAPITAL MANAGEMENT, LLC	0%	+0%	$2.37M	4.22	561K	+16.7K	+3.08%	6/30/2014
Bank of New York Mellon Corp	0%	+0%	$2.16M	4.22	512K	+10.2K	+2.02%	6/30/2014
TIAA CREF INVESTMENT MANAGEMENT LLC	0%	+0%	$2.11M	4.22	501K	+65.1K	+14.9%	6/30/2014
Greenwich Wealth Management LLC	0.14%		$2.09M	4.22	495K			6/30/2014
Ruffer LLP	0.07%		$2.05M	4.28	478K			6/30/2014
Sterling Capital Management LLC	0.02%	+0.02%	$1.93M	4.22	458K	+458K	NEW	6/30/2014
ADVISORY RESEARCH INC	0.02%	+0%	$1.7M	4.22	402K	+125K	+45%	6/30/2014
RMB Capital Management, LLC	0.11%	+0.11%	$1.67M	4.22	397K	+397K	NEW	6/30/2014
BlackRock Investment Management, LLC	0%	+0%	$1.59M	4.22	376K	+43.1K	+12.9%	6/30/2014
Russell Frank Co/	0%	0%	$1.18M	4.00	296K	-24.7K	-7.71%	6/30/2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	0%		$1.15M	4.22	272K			6/30/2014
MUNDER CAPITAL MANAGEMENT	0.01%	0%	$1.14M	4.22	270K	-9.51K	-3.4%	6/30/2014
BRIDGEWAY CAPITAL MANAGEMENT INC	0.03%		$1.12M	4.22	265K			6/30/2014

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.