Security key
21924U300
CORNERSTONE TOTAL RETURN FUND INC - Common Stock (CRF)
CUSIP: 21924U300
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 164,340,000
- Total 13F shares
- 1,617,853
- Share change
- -1,062,392
- Total reported value
- $17,707,000
- Price per share
- $11.00
- Number of holders
- 25
- Value change
- -$10,975,208
- Number of buys
- 10
- Number of sells
- 16
Report period
Q3 2020
Institutions
25
Top holders
10
CRF full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
CORNERSTONE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924U300
Recent filing periods:
Top shareholders of CRF - CORNERSTONE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.3%
|
497,460
|
$4,999,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.26%
|
433,073
|
$4,513,000 | — | 30 Jun 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.25%
|
411,877
|
$4,139,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.24%
|
388,781
|
$3,907,000 | — | 30 Jun 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.13%
|
221,006
|
$2,221,000 | — | 30 Jun 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.13%
|
208,546
|
$2,096,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.06%
|
100,721
|
$1,012,000 | — | 30 Jun 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.05%
|
80,992
|
$814,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
31,562
|
$318,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
24,971
|
$251,000 | — | 30 Jun 2020 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
0.02%
|
24,830
|
$250,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
24,168
|
$243,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.01%
|
22,922
|
$230,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.01%
|
22,900
|
$230,000 | — | 30 Jun 2020 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.01%
|
21,590
|
$217,000 | — | 30 Jun 2020 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.01%
|
19,016
|
$191,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.01%
|
17,669
|
$178,000 | — | 30 Jun 2020 | |
| Virtu Financial LLC |
13F
|
Company |
0.01%
|
15,678
|
$158,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.01%
|
15,306
|
$154,000 | — | 30 Jun 2020 | |
| Ironwood Investment Counsel, LLC |
13F
|
Company |
0.01%
|
12,445
|
$125,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.01%
|
12,386
|
$124,000 | — | 30 Jun 2020 | |
| Lido Advisors, LLC |
13F
|
Company |
0.01%
|
11,752
|
$118,000 | — | 30 Jun 2020 | |
| Outlook Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
11,611
|
$117,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
11,572
|
$112,000 | — | 30 Jun 2020 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.01%
|
11,369
|
$114,000 | — | 30 Jun 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.01%
|
10,042
|
$101,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
6,876
|
$69,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0%
|
2,706
|
$27,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
2,000
|
$20,100 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,775
|
$18,000 | — | 30 Jun 2020 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0%
|
1,000
|
$10,000 | — | 30 Jun 2020 | |
| Savior LLC |
13F
|
Company |
0%
|
990
|
$10,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
653
|
$7,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
124
|
$2,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
75
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of CORNERSTONE TOTAL RETURN FUND INC - Common Stock (CRF) as of Q3 2020
As of 30 Sep 2020,
CORNERSTONE TOTAL RETURN FUND INC - Common Stock (CRF) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,617,853 shares.
The largest 10 holders included
ADVISOR GROUP HOLDINGS, INC., Ford Financial Group, LLC, Thomas J. Herzfeld Advisors, Inc., Yakira Capital Management, Inc., RAYMOND JAMES & ASSOCIATES, Baird Financial Group, Inc., ROYAL BANK OF CANADA, Kovack Advisors, Inc., CREATIVE FINANCIAL DESIGNS INC /ADV, and Private Advisor Group, LLC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
33
Q3 2020 holders
25
Holder diff
-8
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.